Reasoning:
1- 4 |
5-8
9-11 |
12-14
15-17|
18-20
21-23|
Judgement
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Present: President ELIAS; Vice-President SETTE-CAMARA; Judges
LACHS, MOROZOV, NAGENDRA SINGH, RUDA, MOSLER, ODA, AGO, ELKHANI,
SCHWEBEL, Sir Robert JENNINGS, DE LACHARRIERE, MBAYE, BEDJAOUI;
Judge ad hoc COLLIARD; Registrar TORRES BERNARDEZ.
In the case
concerning military and paramilitary activities in and against
Nicaragua, between
the Republic of Nicaragua, represented by
H.E.
Mr. Carlos Arguello Gomez, Ambassador,
as Agent and Counsel,
Mr. Ian Brownlie, Q.C., F.B.A., Chichele Professor of Public International
Law in the University of Oxford; Fellow of All Souls College,
Oxford,
Hon. Abram Chayes, Felix Frankfurter Professor of Law, Harvard
Law School; Fellow, American Academy of Arts and Sciences,
Mr. Alain Pellet, Professor at the University of Paris-Nord and
the Institut d'Etudes Politiques de Paris,
Mr. Paul S. Reichler, Reichler and Appelbaum, Washington, D.C.;
Member of the Bar of the United States Supreme Court; Member of
the Bar of the District of Columbia, as Counsel and Advocates,
Mr. Augusto Zamora Rodriguez, Legal Adviser to the Foreign Ministry
of the Republic of Nicaragua, Miss Judith C. Appelbaum, Reichler
and Appelbaum, Washington, D C.; Member of the Bars of the District
of Columbia and the State of California, Mr. Paul W. Khan,
Reichler and Appelbaum, Washington, D.C., Member of the Bar of
the District of Columbia
as Counsel
and the
United States of America, represented by
Hon. Davis R. Robinson. Legal Adviser, United States Department
of State,
as Agent and Counsel, Mr. Daniel W. McGovern, Principal Deputy
Legal Adviser, United States Department of State,
Mr. Patrick M. Norton, Assistant Legal Adviser, United States
Department of State,
as Deputy-Agents and Counsel,
Mr. Ted A. Borek, Assistant Legal Adviser, United States Department
of State,
Mr. Myres S. McDougal, Sterling Processor of Law Emeritus, Yale
University, Yale Law School, New Haven, Connecticut; Distinguished
Visiting Professor of Law, New York Law School, New York, New
York.
Mr. John Norton Moore, Walter L. Brown Professor of Law, University
of Virginia School of Law, Charlottesville, Virginia, Mr.
Fred L. Morrison, Professor of Law, the Law School of the University
of Minnesota, Minneapolis, Minnesota, Mr.
Stefan A. Riesenfeld, Professor of Law, University of California,
School of Law, Berkeley, California, and Hastings College of the
Law, San Francisco, California, Mr.
Louis B. Sohn, Woodruff Professor of International Law, University
of Georgia School of Law, Athens, Georgia; Bemis Professor of
International Law Emeritus, Harvard Law School, Cambridge, Massachusetts,
as Counsel,
Ms. Frances A. Armstrong. Attorney-Adviser. Office of the
Legal Adviser, United States Department of State,
Mr. Michael J. Danaher, Member of the Bar of the State of California,
Ms. Joan E. Donoghue, Attorney-Adviser, Office of the Legal Adviser,
United States Department of State,
Ms. Mary W. Ennis, Attorney-Adviser, Office of the Legal Adviser,
United States Department of State,
Mr. Peter M. Olson, Attorney-Adviser, Office of the Legal Adviser,
United States Department of State,
Mr. Jonathan B. Schwartz, Attorney-Adviser, Office of the Legal
Adviser, United States Department of State,
Ms. Jamison M. Selby, Attorney-Adviser, Office of the Legal Adviser,
United States Department of State,
Mr. George Taft, Attorney-Adviser, Office of the Legal Adviser,
United States Department of State.
Ms. Gayle R. Teicher, Attorney-Adviser, Office of the Legal Adviser,
United States, Department of State, as
Attorney-Advisers.
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THE COURT,
composed as above, delivers the following Judgment:
1.
On 9 April 1984 the Ambassador of the Republic of Nicaragua to
the Netherlands filed in the Registry of the Court an Application
instituting proceedings against the United States of America in
respect of a dispute concerning responsibility for military and
paramilitary activities in and against Nicaragua. In order to
found the jurisdiction of the Court the Application relied on
declarations made by the Parties accepting the compulsory jurisdiction
of the Court under Article 36 of its Statute.
2.
Pursuant to Article 40, paragraph 2, of the Statute, the Application
was at once communicated to the Government of the United States
of America. In accordance with paragraph 3 of that Article,
all other States entitled to appear before the Court were notified
of the Application.
3.
At the same time as the Application was filed, the Republic of
Nicaragua also filed a request for the indication of provisional
measures under Article 41 of the Statute. By a letter from
the United States Ambassador at The Hague to the Registrar dated
13 April 1984, and in the course of the oral proceedings held
on the request by Nicaragua for the indication of provisional
measures, the United States of America contended (inter alia)
that the Court was without jurisdiction to deal with the Application,
and requested that the proceedings be terminated by the removal
of the case from the list. By an Order dated 16 May 1984,
the Court rejected the request of the United States for removal
of the case from the list, indicated, pending its final decision
in the proceedings, certain provisional measures, and decided
that, until the Court delivers its final judgment in the case,
it would keep the matters covered by the Order continuously under
review.
4.
By the said Order of 10 May 1984, the Court further decided that
the written proceedings in the case should first be addressed
to the questions of the jurisdiction of the Court to entertain
the dispute and of the admissibility of the Application.
By an Order dated 14 May 1984, the President of the Court fixed
time-limits for the filing of a Memorial by the Republic of Nicaragua
and a Counter-Memorial by the United States of America on the
questions of jurisdiction and admissibility and these pleadings
were duly filed within the time-limits fixed.
5.
In the Memorial, the Republic of Nicaragua contended that, in
addition to the basis of jurisdiction relied on in the Application,
a Treaty of Friendship, Commerce and Navigation signed by the
Parties in 1956 provides an independent basis for jurisdiction
under Article 36, paragraph 1, of the Statute of the Court.
6.
On 15 August 1984, prior to the closure of the written proceedings
on the questions of jurisdiction and admissibility, the Republic
of El Salvador filed a Declaration of Intervention in the case
under Article 63 of the Statute. In a letter from the Agent
of El Salvador dated 10 September 1984, which El Salvador requested
should be considered as a part of its Declaration of Intervention,
El Salvador stated that, if the Court were to find that it has
jurisdiction and that the Application is admissible, it reserved
the right "in a later substantive phase of the case to address
the interpretation and application of the conventions to which
it is a party relevant to that phase". Having been
supplied with the written observations of the Parties on the Declaration
pursuant to Article 83 of the Rules of Court, the Court, by an
Order dated 4 October 1984, decided not to hold a hearing on the
Declaration of Intervention, and decided that that Declaration
was inadmissible inasmuch as it related to the current phase of
the proceedings.
7.
On 8-10 and 15-18 October 1984 the Court held public sittings
at which it was addressed by the following representatives of
the Parties:
For Nicaragua: H.E. Mr. Carlos Arguello Gomez
Hon. Abram Chayes,
Mr. Ian Brownlie,
Mr. Paul S. Reichler,
Mr. Alain Pellet.
For the United States of America: Hon. Davis R. Robinson,
Mr. Patrick M. Norton,
Mr. Myres McDougal,
Mr. Louis B. Sohn,
Mr. John Norton Moore.
8.
In the course of the written proceedings the following Submissions
were presented by the Parties:
On behalf of Nicaragua, at the end of the Memorial:
"Nicaragua submits that:
A.
The jurisdiction of the Court to entertain the dispute presented
in the Application is established by the terms of the declaration
of Nicaragua of 24 September 1929 under Article 36 (5) and the
declaration of the United States of 14 August 1946 under Article
36 (2) of the Statute of the International Court of Justice.
B.
Nicaragua's declaration of 24 September 1929 is in force as a
valid and binding acceptance of the compulsory jurisdiction of
the Court.
C.
The attempt by the United States to modify or terminate the terms
of its declaration of 14 August 1946 by a letter dated 6 April
1984 from Secretary of State George Shultz to the Secretary-General
of the United Nations was ineffective to accomplish either result.
D.
The Court has jurisdiction under Article XXIV (2) of the Treaty
of Friendship, Commerce and Navigation between the United States
and Nicaragua of 24 May 1958 over claims presented by this Application
falling within the scope of the Treaty.
E.
The Court is not precluded from adjudicating the legal dispute
presented in the Application by any considerations of admissibility
and the Application is admissible."
On behalf of the United States of America,
at the end of the Counter-Memorial:
"May
it please the Court, on behalf of the United States of America,
to adjudge and declare, for each and all of the foregoing reasons,
that the claims set forth in Nicaragua's Application of
9 April 1984 (1) are not within the jurisdiction of this Court
and (2) are inadmissible."
9.
In the course of the oral proceedings the following Submissions
were presented by the Parties:
On behalf of Nicaragua
(hearing of 10 October 1984):
"Maintaining
the arguments and submissions contained in the Memorial presented
on 30 June 1984 and also the arguments advanced in the oral hearings
on behalf of Nicaragua:
The Government
of Nicaragua requests the Court to declare that jurisdiction exists
in respect of the Application of Nicaragua filed on 9 April 1984,
and that the subject-matter of the Application is admissible in
its entirety. On behalf of the United States of America,
(hearing of 16 October 1984):
"May
it please the Court, on behalf of the United States of America,
to adjudge and declare, for each and all of the reasons presented
in the oral argument of the United States and in the Counter-Memorial
of the United States of 17 August 1984, that the claims set forth
in Nicaragua's Application of 9 April 1984, (1) are not within
the jurisdiction of the Court and (2) are inadmissible."
10.
In accordance with Article 60, paragraph 2, of the Rules of Court,
the two Parties communicated to the Court the written text of
their final submissions as set out above.
* * *
11.
The present case concerns a dispute between the Government of
the Republic of Nicaragua and the Government of the United States
of America occasioned, Nicaragua contends, by certain military
and paramilitary activities conducted in Nicaragua and in the
waters off its coasts. responsibility for which is attributed
by Nicaragua to the United States. In the present phase
the case concerns the jurisdiction of the Court to entertain and
pronounce upon this dispute, and the admissibility of the Application
by which it was brought before the Court. The issue being
thus limited, the Court will avoid not only all expressions of
opinion on matters of substance, but also any pronouncement which
might prejudge or appear to prejudge any eventual decision on
the merits.
12.
To found the jurisdiction of the Court in the present proceedings.
Nicaragua in its Application relied on Article 36 of the Statute
of the Court and the declarations, described below, made by the
Parties accepting compulsory jurisdiction pursuant to that Article.
In its Memorial, Nicaragua, relying on a reservation contained
in its Application (para. 26) of the right to "supplement
or to amend this Application", also contended that the Court
has jurisdiction under Article XXIV, paragraph 2, of a Treaty
of Friendship, Commerce and Navigation between the Parties signed
at Managua on 21 January 1956.
13.
Article 36. paragraph 2, of the Statute of the Court provides
that: "The
States parties to the present Statute may at any time declare
that they recognize as compulsory ipso facto and without special
agreement, in relation to any other State accepting the same obligation,
the jurisdiction of the Court in all legal disputes concerning:
(a) the interpretation of a treaty:
(b) any question of international law:
(c) the existence of any fact which. if established. would constitute
a breach of an international obligation:
(d) the nature or extent of the reparation to be made for the
breach of an international obligation."
The United States made a declaration. pursuant to this provision,
on 14 August 1946, containing certain reservations, to be examined
below, and expressed to "remain in force for a period of
five years and thereafter until the expiration of six months after
notice may be given to terminate this declaration".
On 6 April 1984 the Government of the United States of America
deposited with the Secretary-General of the United Nations a notification,
signed by the United States Secretary of State, Mr. George Shultz,
referring to the Declaration deposited on 26 August 1946. and
stating that: "the aforesaid declaration shall not apply
to disputes with any Central American State or arising out of
or related to events in Central America, any of which disputes
shall be settled in such manner as the parties to them may agree.
Notwithstanding
the terms of the aforesaid declaration, this proviso shall take
effect immediately and shall remain in force for two years, so
as to foster the continuing regional dispute settlement process
which seeks a negotiated solution to the interrelated political,
economic and security problems of Central America." This
notification will be referred to, for convenience, as the "1984
notification".
14.
In order to be able to rely upon the United States Declaration
of 1946 to found jurisdiction in the present case. Nicaragua
has to show that it is a "State accepting the same obligation"
within the meaning of Article 36, paragraph 2, of the Statute.
For this purpose, Nicaragua relies on a Declaration made by it
on 24 September 1929 pursuant to Article 36, paragraph 2, of the
Statute of the Permanent Court of International Justice.
That Article provided that: "The
Members of the League of Nations and the States mentioned in the
Annex to the Covenant may, either when signing or ratifying the
Protocol to which the present Statute is adjoined, or at a later
moment, declare that they recognize as compulsory ipso facto and
without special agreement, in relation to any other Member or
State accepting the same obligation, the jurisdiction of the Court"
in any of the same categories of dispute as listed in paragraph
2 of Article 36 of the Statute of the postwar Court, set out above.
Nicaragua relies further on paragraph 5 of Article 36 of the Statute
of the present Court, which provides that: "Declarations
made under Article 36 of the Statute of the Permanent Court of
International Justice and which are still in force shall be deemed,
as between the parties to the present Statute, to be acceptances
of the compulsory jurisdiction of the International Court of Justice
for the period which they still have to run and in accordance
with their terms."
15.
The circumstances of Nicaragua's Declaration of 1929 were as follows.
The Members of the League of Nations (and the States mentioned
in the Annex to the League of Nations Covenant) were entitled
to sign the Protocol of Signature of the Statute of the Permanent
Court of International Justice, which was drawn up at Geneva on
16 December 1920. That Protocol provided that it was subject
to ratification, and that instruments of ratification were to
be sent to the Secretary-General of the League of Nations.
On 24 September 1929, Nicaragua, as a Member of the League, signed
this Protocol and made a declaration under Article 36, paragraph
2, of the Statute of the Permanent Court which read:
[Translation
from the French]
"On
behalf of the Republic of Nicaragua I recognize as compulsory
unconditionally the jurisdiction of the Permanent Court of International
Justice.
Geneva,
24 September 1929.
(Signed)
T. F. MEDINA."
16.
According to the documents produced by both Parties before the
Court, on 4 December 1934, a proposal for the ratification of
(inter alia) the Statute of the Permanent Court of International
Justice and of the Protocol of Signature of 16 December 1920 was
approved by the "Ejecutivo " (executive power) of Nicaragua.
On 14 February 1935, the Senate of Nicaragua decided to ratify
these instruments, its decision being published in La Gaceta,
the Nicaraguan official journal, on 12 June 1935, and on 11 July
1935 the Chamber of Deputies of Nicaragua adopted a similar decision,
similarly published on 18 September 1935. On 29 November 1939,
the Ministry of External Relations of Nicaragua sent the following
telegram to the Secretary-General of the League of Nations:
" ESTATUTO
Y PROTOCOLO CORTE PERMANENTE JUSTICIA INTERNACIONAL LA HAYA YA
FUERON RATIFICADOS PUNTO ENVIARSELE OPORTUNAMENTE INSTRUMENTO
RATIFICACION-RELACIONES."
[Translation]
(Statute
and Protocol Permanent Court International Justice The Hague have
already been ratified. Will send you in due course Instrument
Ratification Relations.)
The files of the League of Nations however contain no record
of an instrument of ratification ever having been received.
No evidence has been adduced before the Court to show that such
an instrument of ratification was ever despatched to Geneva.
On 16 December 1942, the Acting Legal Adviser of the Secretariat
of the League of Nations wrote to the Foreign Minister of Nicaragua
to point out that he had not received the instrument of ratification
"dont le depot est necessaire pour faire naitre effectivement
l'obligation" (the deposit of which is necessary to cause
the obligation to come into effective existence). In the
Nicaraguan Memorial, it was stated that "Nicaragua never
completed ratification of the old Protocol of Signature";
at the hearings, the Agent of Nicaragua explained that the records
are very scanty, and he was therefore unable to certify the facts
one way or the other. He added however that if instruments
of ratification were sent, they would most likely have been sent
by sea, and, the Second World War being then in progress, the
attacks on commercial shipping may explain why the instruments
appear never to have arrived. After the war, Nicaragua took
part in the United Nations Conference on International Organization
at San Francisco and became an original Member of the United Nations,
having ratified the Charter on 6 September 1945; on 24 October
1945 the Statute of the International Court of Justice, which
is an integral part of the Charter came into force.
17.
On We basis of these facts, the United States contends, first,
that Nicaragua never became a party to the Statute of the Permanent
Count of International Justice, and that accordingly it could
not and did not make an effective acceptance of the compulsory
jurisdiction of the Permanent Court; the 1929 acceptance was therefore
not "still in force" within the meaning of the English
version of Article 36, paragraph 5, of the Statute of the present
Court. In the contention of the United States, the expression
in the French version of the Statute corresponding to "still
in force" in the English text, namely "pour une duree
qui n'est pas encore expiree", also requires that a declaration
be binding under the Statute of the Permanent Court in order to
be deemed an acceptance of the jurisdiction of the present Court
under Article 36, paragraph 5, of its Statute.
18.
Nicaragua does not contend that its 1929 Declaration was in itself
sufficient to establish a binding acceptance of the compulsory
jurisdiction of the Permanent Court of International Justice,
for which it would have been necessary that Nicaragua complete
the ratification of the Protocol of Signature of the Statute of
that Court. It rejects however the interpretation of Article
36, paragraph 5, of the Statute of the present Court advanced
by the United States: Nicaragua argues that the phrase "which
are still in force" or "pour une duree qui n'est pas
encore expiree" was designed to exclude from the operation
of the Article only declarations that had already expired, and
has no bearing whatever on a declaration, like Nicaragua's that
had not expired, but which, for some reason or another had not
been perfected. Consistently with the intention of the provision,
which in Nicaragua's view was to continue the pre-existing situation
as regards declarations of acceptance of compulsory jurisdiction,
Nicaragua was in exactly the same situation under the new Statute
as it was under the old. In either case, ratification of
the Statute of the Court would perfect its Declaration of 1929.
Nicaragua contends that the fact that this is the correct interpretation
of the Statute is home out by the way in which the Nicaraguan
declaration was handled in the publications of the Court and of
the United Nations Secretariat; by the conduct of the Parties
to the present case, and of the Government of Honduras, in relation
to the dispute in 1957-1960 between Honduras and Nicaragua in
connection with the arbitral award made by the King of Spain in
1906, which dispute was eventually determined by the Court; by
the opinions of publicists; and by the practice of the United
States itself.
19.
With regard to Nicaragua's reliance on the publications of the
Court, it may first be noted that in the Sixteenth Report (the
last) of the Permanent Court of International Justice, covering
the period 15 June 1939 to 31 December 1945, Nicaragua was included
in the "List of States having signed the Optional Clause"
(p. 358), but it was recorded on another page (p. 50) that Nicaragua
had not ratified the Protocol of Signature of the Statute, and
Nicaragua was not included in the list of "States bound by
the Clause" (i.e., the Optional Clause) on the same page.
The first Yearbook, that for 1946-1947, of the present Court contained
(p. 110) a list entitled "Members of the United Nations,
other States parties to the Statute and States to which the Court
is open. (An asterisk denotes a State bound by the compulsory
jurisdiction clause)", and Nicaragua was included in that
list, with an asterisk against it, and with a footnote (common
to several States listed) reading "Declaration made under
Article 36 of the Statute of the Permanent Court and deemed to
be still in force (Article 36, 5, of Statute of the present Court)".
On another page (p. 210), the text of Nicaragua's 1929 Declaration
was reproduced, with the following footnote: "According
to a telegram dated November 29th, 1939, addressed to the League
of Nations, Nicaragua had ratified the Protocol of Signature of
the Statute of the Permanent Court of International Justice (December
16th, 1920), and the instrument of ratification was to follow.
Notification concerning the deposit of the said instrument has
not, however, been received in the Registry." The Yearbook
1946-1947 also includes a list (p. 221) entitled "List of
States which have recognized the compulsory jurisdiction of the
International Court of Justice or which are still bound by their
acceptance of the Optional Clause of the Statute of the Permanent
Court of International Justice (Article 36 of the Statute of the
International Court of Justice)" and this list includes Nicaragua
(with a footnote cross-reference to the page where its 1929 Declaration
is reproduced).
20.
Subsequent Yearbooks of the Court, up to and including I.C.J.
Yearbook 1954-1955, list Nicaragua among the States with regard
to which there were "in force" declarations of acceptance
of the compulsory jurisdiction of the Court, made in accordance
with the terms either of the Permanent Court of International
Justice Statute or of the Statute of the present Court (see, e.g.,
Yearbook 1954-1955, p. 39); however, a reference was also given
to the page of the Yearbook 1946-1947 at which the text of Nicaragua's
1929 Declaration was printed (ibid., p. 187). Nicaragua
also continued to be included in the list of States recognizing
compulsory jurisdiction (ibid, p. 195). In the Yearbook
1955-1956, the reference to Nicaragua in this list (p. 195) had
a footnote appended to it reading as follows:
"According to a telegram dated November 29th, 1939, addressed
to the League of Nations, Nicaragua had ratified the Protocol
of Signature of the Statute of the Permanent Court of International
Justice (December 16th, 1920), and the instrument of ratification
was to follow. It does not appear, however, that the instrument
of ratification was ever received by the League of Nations."
A note to the same effect has been included in subsequent Yearbooks
up to the present time.
21.
In 1968 the Court began the practice, which has continued up to
the present time, of transmitting a Report to the General Assembly
of the United Nations for the past year. Each of these Reports
has included a paragraph recording the number of States which
recognize the jurisdiction of the Court as compulsory, and Nicaragua
has been mentioned among these. For a number of years the
paragraph referred to such States as having so recognized the
Court's jurisdiction "in accordance with declarations filed
under Article 36, paragraph 2, of the Statute". No
reference has been made in these Reports to the issue of ratification
of the Protocol of Signature of the Statute of the Permanent Court.
22.
Nicaragua also places reliance on the references made to it in
a number of publications issued by the Secretariat of the United
Nations, all of which include it as a State whose declaration
of acceptance of the jurisdiction of the Permanent Court has attracted
the operation of Article 36, paragraph 5, of the Statute of the
present Court. These publications are the Second Annual
Report of the Secretary-General to the General Assembly; the annual
volume entitled Signatures, Ratifications, Acceptances, Accessions,
etc., concerning the Multilateral Conventions and Agreements in
respect of which the Secretary-General acts as Depositary; the
Yearbook of the United Nations; and certain ancillary official
publications.
23.
The United States contention as to these publications is, as to
those issued by the Registry of the Court, that the Registry took
great care not to represent any of its listings as authoritative;
the United States draws attention to the caveat in the Preface
to the I.C.J. Yearbook that it "in no way involves the responsibility
of the Court", to the footnotes quoted in paragraphs 19 and
20 above, and to a disclaimer appearing for the first time in
the Yearbook 1956-1957 (p. 207) reading as follows: "The
texts of declarations set out in this Chapter are reproduced for
convenience of reference only. The inclusion of a declaration
made by any State should not be regarded as an indication of the
view entertained by the Registry or, afortiori, by the Court,
regarding the nature, scope or validity of the instrument in question."
It concludes that it is clear that successive Registrars
and the Yearbooks of the Court never adopted, and indeed expressly
rejected, Nicaragua's contention as to the effect of Article 36,
paragraph 5, of the Statute. So far as the United Nations
publications are concerned, the United States points out that
where they cite their source of information, they invariably refer
to the I.C.J. Yearbook, and none of them purport to convey any
authority.
*
24.
In order to determine whether the provisions of Article 36, paragraph
5, can have applied to Nicaragua's Declaration of 1929, the Court
must first establish the legal characteristics of that declaration
and then compare them with the conditions laid down by the text
of that paragraph.
25.
So far as the characteristics of Nicaragua's declaration are concerned,
the Court notes that, at the time when the question of the applicability
of the new Statute arose, that is, on its coming into force, that
declaration was certainly valid, for under the system of the Permanent
Court of International Justice a declaration was valid on condition
that it had been made by a State "either when signing or
ratifying" the Protocol of Signature of the Statute "or
at a later moment", whereas under the present Statute, declarations
under Article 36, paragraph 2, can only be made by "States
parties to the present Statute". Since Nicaragua had
signed that Protocol, its declaration concerning the compulsory
jurisdiction of the Permanent Court, which was not subject to
ratification, was undoubtedly valid from the moment it was received
by the Secretary-General of the League of Nations (cf. Right of
Passage over Indian Territory, I.C.J. Reports 1957, p. 146).
The Statute of the Permanent Court did not lay down any set form
or procedure to be followed for the making of such declarations,
and in practice a number of different methods were used by States.
Nevertheless this declaration, though valid, had not become binding
under the Statute of the Permanent Court. It may be granted
that the necessary steps had been taken at national level for
ratification of the Protocol of Signature of the Statute.
But Nicaragua has both been able to prove that it accomplished
the indispensable step of sending its instrument of ratification
to the Secretary-General of the League of Nations. It did
announce that the instrument would be sent: but there is
no evidence to show whether it was. Even after having been duly
informed, by the Acting Legal Adviser of the League of Nations
Secretariat, of the consequences that this might have upon its
position vis-a-vis the jurisdiction of the Permanent Court, Nicaragua
failed to take the one step that would have easily enabled it
to be counted beyond question as one of the States that had recognized
the compulsory jurisdiction of the Permanent Court of International
Justice. Nicaragua has in effect admitted as much.
26.
The Court therefore notes that Nicaragua, having failed to deposit
its instrument of ratification of the Protocol of Signature of
the Statute of the Permanent Court, was not a party to that treaty.
Consequently the Declaration made by Nicaragua in 1929 had not
acquired binding force prior to such effect as Article 36, paragraph
5, of the Statute of the International Court of Justice might
produce.
27.
However, while the declaration had not acquired binding force,
it is not disputed that it could have done so, for example at
the beginning of 1945, if Nicaragua had ratified the Protocol
of Signature of the Statute of the Permanent Court. The
correspondence brought to the Court's attention by the Parties,
between the Secretariat of the League of Nations and various Governments
including the Government of Nicaragua, leaves no doubt as to the
fact that, at any time between the making of Nicaragua's declaration
and the day on which the new Court came into existence, if not
later, ratification of the Protocol of Signature would have sufficed
to transform the content of the 1929 Declaration into a binding
commitment; no one would have asked Nicaragua to make a new declaration.
It follows that such a declaration as that made by Nicaragua had
a certain potential effect which could be maintained indefinitely.
This durability of otential effect flowed from a certain characteristic
of Nicaragua's declaration: being made "unconditionally",
it was valid for an unlimited period. Had it provided, for
example, that it would apply for only five years to disputes arising
after its signature, its potential effect would admittedly have
disappeared as from 24 September 1934. In sum, Nicaragua's
1929 Declaration was valid at the moment when Nicaragua became
a party to the Statute of the new Court; it had retained its potential
effect because Nicaragua, which could have limited the duration
of that effect, had expressly refrained from doing so.
28.
The characteristics of Nicaragua's declaration to move now to
be compared with the conditions of applicability of Article 36,
paragraph 5, as laid down in that provision. The first condition
concerns the relationship between the declarations and the Statute.
Article 36, paragraph 5, refrains from stipulating that declarations
must have been made by States parties to the Statute of the Permanent
Court: it is sufficient for them to have been made "under"
(in French, "en application de") Article 36 of that
Statute. But those who framed the new text were aware that under
that Article, a State could make such a declaration "either
when signing or ratifying the Protocol . . . or at a later moment",
i.e., that a State could make a declaration when it had not ratified
the Protocol of Signature of the Statute, but only signed it.
The chosen wording therefore does not exclude but, on the contrary,
covers a declaration made in the circumstances of Nicaragua's
declaration. Apart from this relationship with the Statute
of the Permanent Court, the only condition which declarations
have to fulfil is that they should be "still in force"
(in English) or "faites pour une duree qui nest pas encore
expirie" (in French). The Parties have devoted much argument
to this apparent discrepancy between the two versions, its real
meaning and the interpretation which the Court should adopt
as correct. Drawing opposite conclusions from the jurisprudence
of the Court, as contained in particular in the case concerning
the Aerial Incident of 27 July 1955 (Israel v. Bulgaria), they
have expatiated on the respective arguments by which, they allege,
it supports their own case.
29.
The Court must in the first place observe that this is the first
time that it has had to take a position on the question whether
a declaration which did not have binding force at the time of
the Permanent Court is or is not to be numbered among those to
which Article 36, paragraph 5, of the Statute of the International
Court of Justice applies. The case of the Aerial Incident
of 27 July 1955 featured quite a different issue -- in a nutshell,
whether the effect of a declaration that had unquestionably become
binding at the time of the Permanent Court could be transposed
to the International Court of Justice when the declaration in
question had been made by a State which had not been represented
at the San Francisco Conference and had not become a party to
the Statute of the present Court until long after the extinction
of the Permanent Court. In view of this difference in the
issues, the Court does not consider that its decision in the Aerial
Incident case, whatever may be its relevance in other respects,
provides any pointers to precise conclusions on the limited point
now in issue. The most that could be pointed out on the
basis of the discussions surrounding the Aerial Incident case
is that, at that time, the United States took a particularly broad
view of the separability of an Optional-Clause declaration and
its institutional foundation by contending that an Optional-Clause
declaration (of a binding character) could have outlived by many
years the court to which it related. But the present case
also involves a problem of separability, since the question to
be decided is the extent to which an Optional-Clause declaration
(without binding force) can be separated from the institutional
foundation which it ought originally to have possessed, so as
to be grafted onto a new institutional foundation.
30.
Having thus stressed the novelty of the problem, the Court will
refer to the following considerations in order to reach a solution.
First, it does not appear possible to reconcile the two versions
of Article 36, paragraph 5, by considering that both versions
refer to binding declarations. According to this interpretation,
upheld by the United States, Article 36, paragraph 5, should be
read as if it mentioned "binding" declarations.
The French text, in this view, would be the equivalent of the
English text, for logically it would imply that declarations dont
la duree nest pas encore expirie are solely those which have acquired
binding force. The Court, however, considers that it must
interpret Article 36, paragraph 5, on the basis of the actual
terms used, which do not include the word "binding".
According to the travaux preparatoires the word "binding"
was never suggested; and if it had been suggested for the English
text, there is no doubt that the drafters would never have let
the French text stand as finally worded. Furthermore, the
Court does not consider the French text to imply that la duree
non expiree (the unexpired period) is that of a commitment of
a binding character. It may be granted that, for a period
to continue or expire, it is necessary for some legal effect to
have come into existence. But this effect does not necessarily
have to be of a binding nature. A declaration validly made under
Article 36 of the Statute of the Permanent Court had a certain
validity which could be preserved or destroyed, and it is perfectly
possible to read the French text as implying only this validity.
31.
Secondly, the Court cannot but be struck by the fact that the
French Delegation at the San Francisco Conference called for the
expression "still in force" to be translated, not by
"encore en vigueur" but by the term: pour une
duree qui nest pas encore expiree". In view of the
excellent equivalence of the expressions "encore en vigueur"
and "still in force", the deliberate choice of the expression
"pour une duree qui nest pas encore expiree" seems to
denote an intention to widen the scope of Article 36, paragraph
5, so as to cover declarations which have not acquired binding
force. Other interpretations of this proposal are not excluded,
but it may be noted that both "encore en vigueur" and
"pour une duree qui nest pas encore expiree" would exclude
a declaration, like that of France, which had been binding but
which had expired by lapse of time. It can only be said,
on the other hand, that the English version does not require (any
more than does the French version) that the declarations concerned
should have been made by States parties to the Statute of the
Permanent Court and does not mention the necessity of declarations
having any binding character for the provision to be applicable
to them. It is therefore the Court's opinion that the English
version in no way expressly excludes a valid declaration
of unexpired duration, made by a State not party to the Protocol
of Signature of the Statute of the Permanent Court, and therefore
not of a binding character.
32.
The Court will therefore, before deciding on its interpretation,
have to examine to what extent the general considerations governing
the transfer of the powers of the former Court to the new one,
and thus serving to define the object and the purpose of the provisions
adopted, throw light upon the correct interpretation of the paragraph
in question. As the Court has already had occasion to state
in the case of the Aerial Incident of 27 July 1955 (Israel v.
Bulgaria), the primary concern of those who drafted the Statute
of the present Court was to maintain the greatest possible continuity
between it and its predecessor. As the Court then observed:
"the clear intention which inspired Article 36, paragraph
5, was to continue in being something which was in existence,
to preserve existing acceptances, to avoid that the creation of
a new Court should frustrate progress already achieved" (I.C.J.
Reports 1959, p. 145).
33.
In the present case, the Parties, in their pleadings and in the
course of the hearings, have drawn attention to certain statements
bearing witness to this general preoccupation; for example the
report to his Government of the Chairman of the New Zealand delegation
to the San Francisco Conference, who stressed that the primary
concern had been "to maintain so far as possible the progress
towards compulsory jurisdiction". If, for a number
of circumstantial reasons, it seemed necessary to abolish the
former Court and to put the new one in its place, at least the
delegates to the San Francisco Conference were determined to see
that this operation should not result in a step backwards in relation
to the progress accomplished towards adopting a system of compulsory
jurisdiction. That being so, the question is whether this
intention sheds any light upon the present problem of interpretation
of Article 36, paragraph 5.
34.
In this connection it is undeniable that a declaration by which
a State recognizes the compulsory jurisdiction of the Court is
"in existence", in the sense given above, and that each
such declaration does constitute a certain progress towards extending
to the world in general the system of compulsory judicial settlement
of international disputes. Admittedly, this progress has
not yet taken the concrete form of a commitment having binding
force, but nonetheless, it is by no means negligible. There
are no grounds for maintaining that those who drafted the Statute
meant to go back on this progress and place it in a category in
opposition to the progress achieved by declarations having
binding force. No doubt their main aim was to safeguard
these latter declarations, but the intention to wipe out the progress
evidenced by a declaration such as that of Nicaragua would certainly
not square well with their general concern. As the Court
said in the very similar matter of the already existing field
of conventional compulsory jurisdiction, it was "a natural
element of this compromise" (then accepted by comparison
with the ideal of universal compulsory jurisdiction) "that
the maximum, and not some merely quasi optimum preservation of
this field should be aimed at" (Barcelona Traction, Light
and Power Company, Limited, I.C.J. Reports 1964, p. 32).
Furthermore, if the highly experienced drafters of the Statute
had had a restrictive intention on this point, in contrast to
their overall concern, they would certainly have translated it
into a very different formula from the one which they in fact
adopted.
35.
On the other hand, the logic of a system substituting a new Court
for the former one without the cause of compulsory jurisdiction
in any way suffering in the process resulted in the ratification
of the new Statute having exactly the same effects as the ratification
of the Protocol of Signature of the former one would have had,
that is to say, in the case of Nicaragua, the step from potential
commitment to effective commitment. The general system of devolution
from the old Court to the new thus lends support to the interpretation
whereby Article 36, paragraph 5, even covers declarations that
had not previously acquired binding force. In this connection,
it should not be overlooked that Nicaragua was represented at
the San Francisco Conference, and duly signed and ratified the
Charter of the United Nations. At that time, the consent
which it had given in 1929 to the jurisdiction of the Permanent
Court had not become fully effective in the absence of ratification
of the Protocol of Signature; but taking into account the interpretation
given above, the Court may apply to Nicaragua what it stated in
the case of the Aerial Incident of 27 July 1955:
"Consent to the transfer to the International court of Justice
of a declaration accepting the jurisdiction of the Permanent Court
may be regarded as effectively given by a State which, having
been represented at the San Francisco Conference, signed and ratified
the Charter and thereby accepted the Statute in which Article
36, paragraph 5, appears." (I.C.J. Reports 1959, p. 142.)
36.
This finding as regards the interpretation of Article 36, paragraph
5, must, finally, be compared to the conduct of States and international
organizations in regard to this interpretation. In that
respect, particular weight must be ascribed to certain official
publications, namely the I.C.J. Yearbook (since 1946-1947), the
Reports of the Court to the General Assembly of the United Nations
(since 1968) and the annually published collection of Signatures,
Ratifications, Acceptances, Accessions, etc., concerning the Multilateral
Conventions and Agreements in respect of which the Secretary-General
acts as Depositary. The Court notes that, ever since they
first appeared, all these publications have regularly placed Nicaragua
on the list of those States that have recognized the compulsory
jurisdiction of the Court by virtue of Article 36, paragraph 5,
of the Statute. Even if the I.C.J. Yearbook has, in the
issue for 1946-1947 and as from the issue for 1955-1956 onwards,
contained a note recalling certain facts concerning Nicaragua's
ratification of the Protocol of Signature of the Statute of the
Permanent Court of International Justice, this publication has
never modified the classification of Nicaragua or the binding
character attributed to its 1929 Declaration -- indeed the Yearbooks
list Nicaragua among the States "still bound by" their
declarations under Article 36 of the Statute of the Permanent
Court (see paragraph 19, above). The same observation
is valid for the Secretariat publication Signatures, Ratifications,
Acceptances, Accessions, etc., which derived its data, including
footnotes, from the I.C.J. Yearbook. As for the reports
of the Court, they are quite categorical in stating that Nicaragua
had accepted compulsory jurisdiction, even if the distinction
between acceptances made under Article 36, paragraph 2, and those
"deemed" to be such acceptances, is not spelled out.
37.
The Court has no intention of assigning these publications any
role that would be contrary to their nature but will content itself
with noting that they attest a certain interpretation of Article
36, paragraph 5 (whereby that provision would cover the declaration
of Nicaragua), and the rejection of an opposite interpretation
(which would refuse to classify Nicaragua among the States covered
by that Article). Admittedly, this testimony concerns only
the result and not the legal reasoning that leads to it. However,
the inclusion of Nicaragua in the "List of States which have
recognized the compulsory jurisdiction of the International Court
of Justice, or which are still bound by their acceptance of the
Optional Clause of the Statute of the Permanent Court of International
Justice", as from the appearance of the first I.C.J. Yearbook
(1946-1947), contrasts with its exclusion from the list in the
last Report of the Permanent Court of International Justice of
"States bound by the [optional] clause". It is
therefore difficult to escape the conclusion that the basis of
this innovation was to be found in the possibility that a declaration
which, though not of binding character, was still valid, and was
so for a period that had not yet expired, permitted the application
of Article 36, paragraph 5, so long as the State in question,
by ratifying the Statute of the International Court of Justice,
provided it with the institutional foundation that it had hitherto
lacked. From that moment on, Nicaragua would have become
"bound" by its 1929 Declaration, and could, for practical
purposes, appropriately be included in the same Yearbook list
as the States which had been bound even prior to the coming into
force of the post-war Statute.
38.
The importance of this lies in the significance to be attached
to the conduct of the States concerned, which is dependent on
the testimony thus furnished by these publications. The
point is not that the Court in its administrative capacity took
a decision as to Nicaragua's status which would be binding upon
it in its judicial capacity, since this clearly could not be so.
It is that the listing found appropriate for Nicaragua amounted
over the years to a series of attestations which were entirely
official and public, and extremely numerous, and ranged over a
period of nearly 40 years; and that hence the States concerned
-- first and foremost, Nicaragua -- had every opportunity of accepting
or rejecting the thus-proclaimed applicability of Article 36,
paragraph 5, to the Nicaraguan Declaration of 1929.
39.
Admittedly, Nicaragua itself, according to the information furnished
to the Court, did not at any moment explicitly recognize that
it was bound by its recognition of the Court's compulsory jurisdiction,
but neither did it deny the existence of this undertaking.
The Court notes that Nicaragua, even if its conduct in the case
concerning the Arbitral Award Made by the King of Spain on 23
December 1906 was not unambiguous, did not at any time declare
that it was not bound by its 1929 Declaration. Having regard to
the public and unchanging nature of the official statements concerning
Nicaragua's commitment under the Optional-Clause system, the silence
of its Government can only be interpreted as an acceptance of
the classification thus assigned to it. It cannot be supposed
that that Government could have believed that its silence could
be tantamount to anything other than acquiescence.
Besides, the Court would remark that if proceedings had been instituted
against Nicaragua at any time in these recent years, and it had
sought to deny that, by the operation of Article 36, paragraph
5, it had recognized the compulsory jurisdiction of the Court,
the Court would probably have rejected that argument. But
the Court's jurisdiction in regard to a particular State does
not depend on whether that State is in the position of an Applicant
or a Respondent in the proceedings. If the Court considers
that it would have decided that Nicaragua would have been bound
in a case in which it was the Respondent, it must conclude that
its jurisdiction is identically established in a case where Nicaragua
is the Applicant.
40.
As for States other than Nicaragua, including those which could
be supposed to have the closest interest in that State's legal
situation in regard to the Court's jurisdiction, they have never
challenged the interpretation to which the publications of the
United Nations bear witness and whereby the case of Nicaragua
is covered by Article 36, paragraph 5. Such States as themselves
publish lists of States bound by the compulsory jurisdiction of
the Court have placed Nicaragua on their lists. Of course,
the Court is well aware that such national publications simply
reproduce those of the United Nations where that particular point
is concerned. Nevertheless, it would be difficult to interpret
the fact of such reproduction as signifying an objection to the
interpretation thus given; on the contrary, this reproduction
contributes to the generality of the opinion which appears to
have been cherished by States parties to the Statute as regards
the applicability to Nicaragua of Article 36, paragraph 5.
41.
Finally, what States believe regarding the legal situation of
Nicaragua so far as the compulsory jurisdiction of the Court is
concerned may emerge from the conclusions drawn by certain governments
as regards the possibility of obliging Nicaragua to appear before
the Court or of escaping any proceedings it may institute.
The Court would therefore recall that in the case concerning the
Arbitral Award Made by the King of Spain on 23 December 1906 Honduras
founded its application both on a special agreement, the Washington
Agreement, and on Nicaragua's Optional-Clause declaration.
It is also difficult for the court not to consider that the United
States letter of 6 April 1984 implies that at that date the United
States, like other States, believed that Nicaragua was bound
by the Court's jurisdiction in accordance with the terms of its
1929 Declaration.
42.
The Court thus finds that the interpretation whereby the provisions
of Article 36, paragraph 5, cover the case of Nicaragua has been
confirmed by the subsequent conduct of the parties to the treaty
in question, the Statute of the Court. However, the conduct
of States which has been considered has been in relation to publications
of the Court and of the United Nations Secretariat which, as noted
in paragraph 37 above, do not indicate the legal reasoning leading
to the conclusion that Nicaragua fell within the category of States
to whose declarations Article 36, paragraph 5, applied.
The view might have been taken that that paragraph applied because
the Nicaraguan telegram of 29 November 1929 in itself constituted
ratification of the Protocol of Signature. It should therefore
be observed that the conduct of Nicaragua in relation to the publications
in question also supports a finding of jurisdiction under Article
36, paragraph 2, of the Statute independently of the interpretation
and effect of paragraph 5 of that Article.
43.
Nicaragua has in fact also contended that the validity of Nicaragua's
recognition of the compulsory jurisdiction of the Court finds
an independent basis in the conduct of the Parties. The
argument is that Nicaragua's conduct over a period of 38
years unequivocally constitutes consent to be bound by the compulsory
jurisdiction of the Court by way of a recognition of the application
of Article 36, paragraph 5, of the Statute to the Nicaraguan Declaration
of 1929. Likewise the conduct of the United States over
a period of 38 years unequivocally constitutes its recognition
of the essential validity of the Declaration of Nicaragua of 1929
as a result of the application of Article 36, paragraph 5, of
the Statute. As a consequence it was recognized by both
Parties that any formal defect in Nicaragua's ratification of
the Protocol of Signature of the Statute of the Permanent Court
did not in any way affect the essential validity of Nicaragua's
consent to the compulsory jurisdiction. The essential validity
of the Nicaraguan declaration as an acceptance of the compulsory
jurisdiction is confirmed by the evidence of a long series of
public documents, by the general opinion of States and by the
general opinion of qualified publicists.
44.
The United States however objects that this contention of Nicaragua
is flatly inconsistent with the Statute of the Court, which provides
only for consent to jurisdiction to be manifested in specified
ways; an "independent title of jurisdiction, as Nicaragua
calls it, is an impossibility". The Statute provides
the sole bases on which the Court can exercise jurisdiction, under
Articles 36 and 37. In the particular case of Article 36,
paragraph 5, the Statutes of the two Courts provide a means for
States to express their consent, and Nicaragua did not use them.
The United States urges what it describes as policy considerations
of fundamental importance: that compulsory jurisdiction, being
a major obligation, must be based on the clearest manifestation
of the State's intent to accept it: that Nicaragua's thesis introduces
intolerable uncertainty into the system; and that that thesis
entails the risk of consenting to compulsory jurisdiction through
silence, with all the harmful consequences that would ensue.
The United States also disputes the significance of the publications
and conduct on which Nicaragua bases this contention.
45.
The Court would first observe that, as regards the requirement
of consent as a basis of its jurisdiction, and more particularly
as regards the formalities required for that consent to be expressed
in accordance with the provisions of Article 36, paragraph 2,
of the Statute, the Court has already made known its view in,
inter alia, the case concerning the Temple of Preah Vihear.
On that occasion it stated: "The only formality required
is the deposit of the acceptance with the Secretary-General of
the United Nations under paragraph 4 of Article 36 of the Statute."
(I.C.J. Reports 1961, p. 31.)
46.
The Court must enquire whether Nicaragua's particular circumstances
afford any reason for it to modify the conclusion it then reached.
After all, the reality of Nicaragua's consent to be bound by its
1929 Declaration is, as pointed out above, attested by the absence
of any protest against the legal situation ascribed to it by the
publications of the Court, the Secretary-General of the United
Nations and major States. The question is therefore whether,
even if the consent of Nicaragua is real, the Court can decide
that it has been given valid expression even on the hypothesis
that the 1929 Declaration was without validity, and given that
no other declaration has been deposited by Nicaragua since it
became a party to the Statute of the International Court of Justice.
In this connection the Court notes that Nicaragua's situation
has been wholly unique, in that it was the publications of the
Court itself (since 1947, the I.C.J. Yearbook; since 1968, the
Reports to the General Assembly of the United Nations), and those
of the Secretary-General (as depositary of the declarations under
the Statute of the present Court) which affirmed (and still affirm
today, for that matter) that Nicaragua had accomplished the formality
in question. Hence, if the Court were to object that Nicaragua
ought to have made a declaration under Article 36, paragraph 2,
it would be penalizing Nicaragua for having attached undue weight
to the information given on that point by the Court and the Secretary-General
of the United Nations and, in sum, having (on account of the authority
of their sponsors) regarded them as more reliable than they really
were.
47.
The Court therefore recognizes that, so far as the accomplishment
of the formality of depositing an optional declaration is concerned,
Nicaragua was placed in an exceptional position, since the international
organs empowered to handle such declarations declared that the
formality in question had been accomplished by Nicaragua.
The Court finds that this exceptional situation cannot be without
effect on the requirements obtaining as regards the formalities
that are indispensable for the consent of a State to its
compulsory jurisdiction to have been validly given. It considers
therefore that, having regard to the origin and generality of
the statements to the effect that Nicaragua was bound by its 1929
Declaration, it is right to conclude that the constant acquiescence
of that State in those affirmations constitutes a valid mode of
manifestation of its intent to recognize the compulsory jurisdiction
of the Court under Article 36, paragraph 2, of the Statute, and
that accordingly Nicaragua is, vis-a-vis the United States, a
State accepting "the same obligation" under that Article.
* * *
48.
The United States, however, further contends that even if Nicaragua
is otherwise entitled to invoke against the United States the
jurisdiction of the Court under Article 36, paragraphs 2 and 5,
of the Statute, Nicaragua's conduct in relation to the United
States over the course of many years estops Nicaragua from doing
so. Having, it is argued, represented to the United States
that it was not itself bound under the system of the Optional
Clause, Nicaragua is estopped from invoking compulsory jurisdiction
under that clause against the United States. The United
States asserts that since 1943 Nicaragua has consistently represented
to the United States of America that Nicaragua was not bound by
the Optional Clause, and when the occasion arose that this was
material to the United States diplomatic activities, the United
States relied upon those Nicaraguan representations.
49.
The representations by Nicaragua relied on by the United States
were as follows. First, in 1943, the United States Ambassador
to Nicaragua consulted the Nicaraguan Foreign Minister on the
question whether the Protocol of Signature of the Statute of the
Permanent Court had been ratified by Nicaragua. According to a
despatch from the Ambassador to Washington, a decree of July 1935
signed by the President of Nicaragua, mentioning the approval
of the ratification by the Senate and Chamber of Deputies, was
traced, as was a copy of the telegram to the Secretariat of the
League of Nations dated 29 November 1939 (see paragraph 16, above).
The decree stated that it was to become effective on the date
of its publication in La Gaceta. The Ambassador informed
his Government that:
"The Foreign Minister informs me that the decree was never
published in La Gaceta. He also declared that there is no
record to the instrument of ratification having been transmitted
to Geneva. I would appear that, while appropriate legislative
action was taken in Nicaragua to approve adherence to the
Protocol, Nicaragua is not legally bound thereby, in as much as
it did not deposit its official document of ratification with
the League of Nations." According to the United States,
the United States and Nicaragua could only have understood at
that point in time that Nicaragua was not bound by the Optional
Clause, and that understanding never changed.
50.
Secondly, in 1955-1958 there was diplomatic contact between Honduras,
Nicaragua and the United States our the dispute which was eventually
determined by the Court as the case of the Arbitral Award Made
by the King of Spain on 23 December 1906 (I.C.J. Reports 1960,
p. 192). One of the questions then under examination was
whether Honduras would be entitled to institute proceedings against
Nicaragua in reliance upon the 1929 Declaration and Article 36,
paragraph 5, of the Statute, and in this connection the Government
of Honduras requested the good offices of the Government of the
United States. In a conversation between the Nicaraguan
Ambassador in Washington and United States officials on 21 December
1955, "reference was made to the fact that the matter had
not been previously referred to the Court because Nicaragua had
never agreed to submit to compulsory jurisdiction", and the
Ambassador was recorded to have "indicated that an agreement
between the two countries would have to be reached to overcome
this difficulty". The United States interprets this
as a statement of Nicaragua's understanding that it was not bound
by the Optional Clause. Further, on 2 March 1956 the Ambassador
is alleged to have observed that there was "some doubt as
to whether Nicaragua would be officially obligated to submit to
the International Court because an instrument of ratification
of the Court's jurisdiction was never sent". It is contended
that the United States relied on these representations by Nicaragua;
the United States has produced documents to support the claims
that the entire premise of United States diplomatic efforts was
that Nicaragua was not a party to the Optional Clause, and observes
that in the eventual proceedings before the Court between Nicaragua
and Honduras, Nicaragua manifested its hostility to the compulsory
jurisdiction of the Court. Nicaragua has made no deal reply
to the United States argument of estoppel, which was only fully
developed during the oral proceedings; however, the position of
Nicaragua as to its own conduct is, as indicated above, that so
far from having represented that it was not bound by the Optional
Clause, on the contrary its conduct unequivocally constituted
consent to be so bound.
51.
For the same reason, the Court does not need to deal at length
with the contention based on estoppel. The Court has found
that the conduct of Nicaragua, having regard to the very particular
circumstances in which it was placed, was such as to evince its
consent to be bound in such a way as to constitute a valid mode
of acceptance of jurisdiction (paragraph 47, above). It
is thus evident that the Court cannot regard the information obtained
by the United States in 1943, or the doubts expressed in diplomatic
contracts in 1955, as sufficient to overturn that conclusion,
let alone to support an estoppel. Nicaragua's contention that
since 1946 it has consistently maintained that it is subject to
the jurisdiction of the Court, is supported by substantial
evidence. Furthermore, as the Court pointed out in the North Sea
Continental Shelf cases (I.C.J. Reports 1969, p. 26), estoppel
may be inferred from the conduct, declarations and the like made
not only dearly and consistently evinced acceptance by that State
of a particular regime, but also had caused another State
or States, in reliance on such conduct, detrimentally to change
position or suffer some prejudice. The Court cannot regard
Nicaragua's reliance on the optional clause as in any way contrary
to good faith or equity: nor can Nicaragua be taken to come within
the criterion of the North Sea Continental Shelf case, and the
invocation of estoppel by the United States of America cannot
be said to apply to it.
* * *
52.
The acceptance of jurisdiction by the United States which is relied
on by Nicaragua is, as noted above, that dated 14 August 1946.
The United States contends however that effect must also be given
to the "1984 notification" -- the declaration deposited
with the Secretary-General of the United Nations on 6 April 1984.
It is conceded by Nicaragua that if this declaration is effective
as a modification or termination of the Declaration of 14 August
1946, and valid as against Nicaragua at the date of its filing
of the Application instituting the present proceedings (9 April
1984), then the Court is without jurisdiction to entertain those
proceedings, at least under Article 36, paragraphs 2 and 5, of
the Statute. It is however contended by Nicaragua that the
1984 notification is ineffective because international law provides
no basis for unilateral modification of declarations made under
Article 36 of the Statute of the Court, unless a right to do so
has been expressly reserved.
53.
The United States insists that the effect of the 1984 notification
was a modification and not a termination of its 1946 Declaration.
It argues that, notwithstanding the fact that its 1946 Declaration
did not expressly reserve a right of modification (as do the declarations
made under Article 36 by a number of other States), the 1984 notification
effected a valid modification of the 1946 Declaration temporarily
suspending the consent of the United States to the adjudication
of the claims of Nicaragua. For the United States, declarations
under Article 36 are sui generis, are not treaties, and are not
governed by the law of treaties, and States have the sovereign
right to qualify an acceptance of the Court's compulsory jurisdiction,
which is an inherent feature of the Optional-Clause system as
reflected in, and developed by, State practice. It is suggested
that the Court has recognized the existence of an inherent, extra-statutory,
right to modify declarations in any manner not inconsistent with
the Statute at any time until the date of filing of an Application.
The United States also draws attention to the fact that its declaration
dates from 1946, since when, it asserts, fundamental changes have
occurred in State practice under the Optional Clause, and argues
that to deny a right of modification to a State which had,in such
an older declaration, not expressly reserved such a right would
be inequitable and unjustified in the light of those changes in
State practice.
54.
Nicaragua argues further, in the alternative, that the 1984 notification
may be construed as a purported termination of the United States
Declaration of 1946 and, in effect, the substitution of a new
declaration, and that such an attempt at termination is likewise
ineffective. As noted in paragraph 13 above, the 1946 Declaration
was to remain in force "for a period of five years and thereafter
until the expiration of six months after notice may be given to
terminate this declaration". Accordingly, if the 1984
notification constituted a termination of the 1946 Declaration
(whether or not accompanied in effect by the making of a revised
declaration) it could only take effect on 6 October 1984, and
was as yet ineffective when the Application of Nicaragua was filed
on 9 April 1984. Both Parties apparently recognize that
a modification of a declaration which only takes effect
after the Court has been validly seised does not affect the Court's
jurisdiction: as the Court found in the Nottebohm case, "Once
the Court has been regularly seised, the Court must exercise its
powers, as these are defined in the Statute. After that,
the expiry of this period fixed for one of the Declarations on
which the Application was founded is an event which is unrelated
to the exercise of the powers conferred on the Court by the Statute,
which the Court must exercise whenever it has been regularly seised
and whenever it has not been shown, on some other ground, that
it lacks jurisdiction or that the claim is inadmissible"
(I.C.J. Reports 1953, p. 122), and the same reasoning applies
to a supervening withdrawal or modification of a declaration.
55.
The first answer given by the United States to this contention
of Nicaragua is that the 1984 notification was, on its face, not
a "termination", and the six months' notice proviso
was accordingly inapplicable. However, in the view of the United
States, even if it be assumed for the sake of argument that the
six months' notice proviso was applicable to the 1984 notification,
the modification made by that letter was effective vis-a-vis Nicaragua,
even if not effective erga omnes. As already explained,
one contention of the United States in relation to its own Declaration
of 1946 is that States have a sovereign, inherent, extra-statutory
right to modify at any time declarations made under Article 36
of the Statute in any manner not inconsistent with the Statute
(paragraph 53, above). Similarly Nicaragua's 1929 Declaration,
being indefinite in duration, not unlimited, is subject to a right
of immediate termination, without previous notice by Nicaragua.
The United States, on the other hand, while enjoying the inherent
right of unilateral modification of its declaration, has bound
itself by the proviso in its 1946 Declaration to terminate
that declaration only on six months' notice. On this basis,
the United States argues that Nicaragua has not accepted "the
same obligation" (for the purposes of Art. 36, para. 2, of
the Statute) as the United States six months' notice proviso,
and may not therefore oppose that proviso as against the United
States. According to the United States contention, the principles
of reciprocity, mutuality and equality of States before the Court
permit the United States to exercise the right of termination
with the immediate effect implicitly enjoyed by Nicaragua, regardless
of the six months' notice proviso in the United States Declaration.
The United States does not claim on this ground to exercise such
a right of immediate termination erga omnes, but it does claim
to exercise it vis-a-vis Nicaragua.
56.
Nicaragua first denies that declarations under Article 36 are
always inherently terminable; the general view is said to be that
declarations which contain no provision for termination continue
in force indefinitely, in contractual terms; the question how
far they may be terminable is governed by the principles of the
law of treaties applicable to consensual legal relations arising
within the system of the Optional Clause. Nicaragua concludes
that its declaration was made without limit of time, and that
there can be no legal justification for the view that it is subject
to unilateral modification. The thesis that Nicaragua has
not accepted "the same obligation" as the United States
is, Nicaragua suggests, completely baseless. So far as reciprocity
is concerned, Nicaragua concludes from its examination of the
views of publicists that reciprocity is ex hypothesi inapplicable
to time-limits, as opposed to express reservations reserving the
power to modify or terminate declarations, and that in respect
of such express reservations reciprocity can only operate
when a specific act of modification or termination is notified
by virtue of the express reservation.
57.
The terms of the 1984 notification, introducing substantial changes
in the United States Declaration of Acceptance of 1946, have been
quoted above; they constitute an important element for the development
of the Court's reasoning. The 1984 notification has two
salient aspects: on the one hand it states that the 1946 Declaration
of acceptance shall not apply to disputes with any Central American
State or arising out of or related to events in Central America;
on the other hand it states that it is to take effect immediately,
notwithstanding the terms of the 1946 Declaration, and is to remain
in force for two years.
58.
The argument between the Parties as to whether the 1984 notification
should be categorized as a modification or as a termination of
the 1946 Declaration appears in fact to be without consequence
for the purpose of this Judgment. The truth is that it is
intended to secure a partial and temporary termination, namely
to exempt, with immediate effect, the United States from the obligation
to subject itself to the Court's jurisdiction with regard to any
application concerning disputes with Central American States,
and disputes arising out of events in Central America. Counsel
for the United States during the hearings claimed that the notification
was equally valid against Nicaragua whether it was regarded as
a "modification" or as a "termination" of
the Acceptance Declaration.
59.
Declarations of acceptance of the compulsory jurisdiction of the
Court are facultative, unilateral engagements, that States are
absolutely free to make or not to make. In making the declaration
a State is equally free either to do so unconditionally and without
limit of time for its duration, or to qualify it with conditions
or reservations. In particular, it may limit its effect
to disputes arising after a certain date; or it may specify how
long the declaration itself shall remain in force, or what notice
(if any) will be required to terminate it. However, the
unilateral nature of declarations does not signify that the State
making the declaration is free to amend the scope and the contents
of its solemn commitments as it pleases. In the Nuclear Tests
cases the Court expressed its position on this point very clearly:
"It
is well recognized that declarations made by way of unilateral
acts, concerning legal or factual situations, may have the effect
of creating legal obligations. Declarations of this kind
may be, and often are, very specific. When it is the intention
of the State making the declaration that it should become bound
according to its terms, that intention confers on the declaration
the character of a legal undertaking, the State being thenceforth
legally required to follow a course of conduct consistent with
the declaration." (I.C.J. Reports 1974, p. 267, para. 43;
p. 472, para. 46.)
60.
In fact, the declarations, even though they are unilateral acts,
establish a series of bilateral engagements with other States
accepting the same obligation of compulsory jurisdiction, in which
the conditions, reservations and time-limit clauses are taken
into consideration. In the establishment of this network
of engagements, which constitutes the Optional-Clause system,
the principle of good faith plays an important role; the Court
has emphasized the need in international relations for respect
for good faith and confidence in particularly unambiguous terms,
also in the Nuclear Tests cases: "One
of the basic principles governing the creation and performance
of legal obligations, whatever their source, is the principle
of good faith. Trust and confidence are inherent in international
cooperation, in particular in an age when this cooperation in
many fields is becoming increasingly essential. Just as
the very rule of pacta sunt servanda in the law of treaties is
based on good faith, so also is the binding character of an international
obligation assumed by unilateral declaration. Thus interested
States may take cognizance of unilateral declarations and place
confidence in them, and are entitled to require that the obligation
thus created be respected." (Ibid, p. 268, para. 46 ; p.
473, para. 49.)
61.
The most important question relating to the effect of the notification
is whether the United States was free to disregard the clause
of six months' notice which, freely and by its own choice, it
had appended to its 1946 Declaration. In so doing the United
States entered into an obligation which is binding upon it vis-a-vis
other States parties to the Optional-Clause system. Although the
United States retained the right to modify the contents of the
1946 Declaration or to terminate it, a power which is inherent
in any unilateral act of a State, it has, nevertheless assumed
an inescapable obligation towards other States accepting the Optional
Clause, by stating formally and solemnly that any such change
should take effect only after six months have elapsed as from
the date of notice.
62.
The United States has argued that the Nicaraguan 1929 Declaration,
being of undefined duration, is liable to immediate termination,
without previous notice, and that therefore Nicaragua has not
accepted "the same obligation" as itself for the purposes
of Article 36, paragraph 2, and consequently may not rely on the
six months' notice proviso against the United States. The
Court does not however consider that this argument entitles the
United States validly to act in non-application of the time-limit
proviso included in the 1946 Declaration. The notion of
reciprocity is concerned with the scope and substance of the commitments
entered into, including reservations, and not with the formal
conditions of their creation, duration or extinction. It
appears clearly that reciprocity cannot be invoked in order to
excuse departure from the terms of a State's own declaration,
whatever its scope, limitations or conditions. As the Court
observed in the Interhandel case: "Reciprocity
enables the State which has made the wider acceptance of the jurisdiction
of the Court to rely upon the reservations to the acceptance laid
down by the other party. There the effect of reciprocity
ends. It cannot justify a State, in this instance, the United
States, in relying upon a restriction which the other party, Switzerland,
has not included in its own Declaration." (I.C.J. Reports
1959, p. 23.)
The maintenance in force of the United States Declaration for
six months after notice of termination is a positive undertaking,
flowing from the time-limit clause, but the Nicaraguan Declaration
contains no express restriction at all. It is therefore clear
that the United States is not in a position to invoke reciprocity
as a basis for its action in making the 1984 notification which
purported to modify the content of the 1946 Declaration. On the
contrary it is Nicaragua that can invoke the six months' notice
against the United States -- not of course on the basis of reciprocity,
but because it is an undertaking which is an integral part of
the instrument that contains it.
63.
Moreover, since the United States purported to aa on 6 April 1984
in such a way as to modify its 1946 Declaration with sufficiently
immediate effect to bar an Application filed on 9 April 1984,
it would be necessary, if reciprocity is to be relied on, for
the Nicaraguan Declaration to be terminable with immediate effect.
But the right of immediate termination of declarations with indefinite
duration is far from established. It appears form the requirements
of good faith that they should be treated, by analogy, according
to the law of treaties, which requires a reasonable time for withdrawal
from or termination of treaties that contain no provision regarding
the duration of their validity. Since Nicaragua has in fact
not manifested any intention to withdraw its own declaration,
the question of what reasonable period of notice would legally
he required does not need to be further examined: it need only
be observed that from 6 to 9 April would not amount to a "reasonable
time".
64.
The Court would also recall that in previous cases in which it
has had to examine the reciprocal effect of declarations made
under the Optional Clause, it has determined whether or not the
"same obligation" was in existence at the moment of
seising of the Court, by comparing the effect of the provisions,
in particular the reservations, of the two declarations at that
moment. The Court is not convinced that it would be appropriate,
or possible, to try to determine whether a State against which
proceedings had not yet been instituted could rely on a provision
in another State's declaration to terminate or modify its obligations
before the Court was seised. The United States argument attributes
to the concept of reciprocity, as embodied in Article 36 of the
Statute, especially in paragraphs 2 and 3, a meaning that goes
beyond the way in which it has been interpreted by the Court,
according to its consistent jurisprudence. That jurisprudence
supports the view that a determination of the existence of the
"same obligation" requires the presence of two parties
to a case, and a defined issue between them, which conditions
can only be satisfied when proceedings have been instituted.
In the case of Right of Passage over Indian Territory, the Court
observed that "when a case is submitted to the Court, it
is always possible to ascertain what are, at that moment, the
reciprocal obligations of the Parties in accordance with their
respective Declarations" (I.C.J. Reports 1957, p. 143). "It
is not necessary that the same obligation' should be irrevocably
defined at the time of the deposit of the Declaration of Acceptance
for the entire period of its duration. That expression means
no more than that, as between States adhering to the Optional
Clause, each and all of them are bound by such identical obligations
as may exist at any time during which the Acceptance is mutually
binding." (Ibid., p. 144.)
The coincidence or interrelation of those obligations thus remain
in a state of flux until the moment of the filing of an application
instituting proceedings. The Court has then to ascertain whether,
at that moment, the two States accepted "the same obligation"
in relation to the subject-matter of the proceedings; the possibility
that, prior to that moment, the one enjoyed a wider right to modify
its obligation than did the other, is without incidence on the
question.
65.
In sum, the six months' notice clause forms an important integral
part of the United States Declaration and it is a condition that
must be complied with in case of either termination or modification.
Consequently, the 1984 notification, in the present case, cannot
override the obligation of the United States to submit to
the compulsory jurisdiction of the Court vis-a-vis Nicaragua,
a State accepting the same obligation.
* *
66.
The conclusion just reached renders it unnecessary for the Court
to pass upon a further reason advanced by Nicaragua for the ineffectiveness
of the 1984 notification. An acceptance of the compulsory
jurisdiction of the Court, governed in many respects by the principles
of treaty law, cannot, Nicaragua argues, be contracted or varied
by a mere letter from the United States Secretary of State.
Drawing attention to the provisions of the Constitution of the
United States as to the power of making treaties, Nicaragua contends
that the 1984 notification is, as a matter of United States law,
a nullity, and is equally invalid under the principles of the
law, of treaties, because it was issued in manifest violation
of an internal rule of law of fundamental importance (cf. Art.
46 of the Vienna Convention on the Law of Treaties). However,
since the Court has found that, even assuming that the 1984 notification
is otherwise valid and effective, its operation remains subject
to the six months' notice stipulated in 1946, and hence it is
inapplicable in this case, the question of the effect of internal
constitutional procedures on the international validity of the
notification does not have to be determined.
* * *
67.
The question remains to be resolved whether the United States
Declaration of 1946, though not suspended in its effects vis-a-vis
Nicaragua by the 1984 notification, constitutes the necessary
consent of the United States to the jurisdiction of the Court
in the present case, taking into account the reservations which
were attached to the declaration. Specifically, the United States
has invoked proviso (c) to that declaration, which provides that
the United States acceptance of the Court's compulsory jurisdiction
shall not extend to "disputes arising under a multilateral
treaty, unless (1) all parties to the treaty affected by the decision
are also parties to the case before the Court, or (2) the United
States of America specially agrees to jurisdiction".
This reservation will be referred to for convenience as the "multilateral
treaty reservation". Of the two remaining provisos
to the declaration, it has not been suggested that proviso (a),
referring to disputes the solution of which is entrusted to other
tribunals, has any relevance to the present case. As for proviso
(b), excluding jurisdiction over "disputes with regard to
matters which are essentially within the domestic jurisdiction
of the United States of America as determined by the United States
of America", the United States has informed the Court that
it has determined not to invoke this proviso, but "without
prejudice to the rights of the United States under that proviso
in relation to any subsequent pleadings, proceedings, or cases
before this Court".
68.
The United States points out that Nicaragua relies in its Application
on four multilateral treaties, namely the Charter of the United
Nations, the Charter of the Organization of American States, the
Montevideo Convention on Rights and Duties of States of 26 December
1933, and the Havana Convention on the Rights and Duties of States
in the Event of Civil Strife of 20 February 1928. In so
far as the dispute brought before the Court is thus one "arising
under' those multilateral treaties, since the United States has
not specially agreed to jurisdiction here, the Court may,
it is claimed, exercise jurisdiction only if all treaty parties
affected by a prospective decision of the Court are also parties
to the case. The United States explains the rationale of
its multilateral treaty reservation as being that it protects
the United States and third States from the inherently prejudicial
effects of partial adjudication of complex multiparty disputes.
Emphasizing that the reservation speaks only of States "affected
by" a decision, and not of States having a legal right or
interest in the proceedings, the United States identifies, as
States parties to the four multilateral treaties above mentioned
which would be "affected", in a legal and practical
sense, by adjudication of the claims submitted to the Court, Nicaragua's
three Central American neighbours, Honduras, Costa Rica and El
Salvador.
69.
The United States recognizes that the multilateral treaty reservation
applies in terms only to "disputes arising under a multilateral
treaty", and notes that Nicaragua in its Application asserts
also that the United States has "violated fundamental rules
of general and customary international law". However, it
is nonetheless the submission of the United States that
all the claims set forth in Nicaragua's Application are outside
the jurisdiction of the Court. According to the argument
of the United States, Nicaragua's claims styled as violations
of general and customary international law merely restate or paraphrase
its claims and allegations based expressly on the multilateral
treaties mentioned above, and Nicaragua in its Memorial itself
states that its "fundamental contention" is that the
conduct of the United States is a violation of the United Nations
Charter and the Charter of the Organization of American States.
The evidence of customary law offered by Nicaragua consists of
General Assembly resolutions that merely reiterate or elucidate
the United Nations Charter; nor can the Court determine the merits
of Nicaragua's claims formulated under customary and general international
law without interpreting and applying the United Nations Charter
and the Organization of American States Charter, and since the
multilateral treaty reservation bars adjudication of claims based
on those treaties, it bars all Nicaragua's claims.
70.
Nicaragua on the other hand contends that if the multilateral
treaty reservation is given its correct interpretation, taking
into account in particular the travaux preparatoires leading to
the insertion by the United States Senate of the reservation into
the draft text of the 1946 Declaration, the reservation cannot
preclude jurisdiction over any part of Nicaragua's Application.
According to Nicaragua, the record demonstrates that the reservation
is pure surplusage and does not impose any limitation on acceptance
of compulsory jurisdiction by the United States. The amendment
whereby the reservation was introduced was conceived, intended
and enacted to deal with a specific situation: a multiparty suit
against the United States that included parties that had not accepted
the Court's compulsory jurisdiction. Nicaragua contends,
not that the reservation is a nullity, but that when its meaning
is properly understood, it turns out to be redundant. The
United States interpretation of the reservation finds no supports
according to Nicaragua, in its legislative history, and would
establish a thoroughly unworkable standard inasmuch as it would
be necessary to ascertain in what circumstances a State not party
to a case should be deemed "affected" by the decision
which is yet to be taken by the Court. Nicaragua argues
that the supposed interests of those States that the United States
alleges might be affected by a decision in this case are either
non-existent or plainly beyond the scope of any such decision,
and that the communications sent by those States to the Court
fail to establish that they would be so affected.
71.
Furthermore, Nicaragua denies that its claims based on customary
law are no more than paraphrases of its allegations of violation
of the United Nations Charter, and emphasizes that the same facts
may justify invocation of distinct causes of action. Specifically,
the provisions of the United Nations Charter relating to the use
of force by States, while they may still rank as provisions of
a treaty for certain purposes, are now within the realm of general
international law and their application is not a question exclusively
of interpreting a multilateral treaty. The law relating
to the use of force is not contained wholly in the Charter, and
in the practice of States claims of State responsibility involving
violence may be and frequently are formulated without relying
on the Charter. Accordingly, Nicaragua submits that the
multilateral treaty reservation, even if it has any relevance
or validity, has no application to the claims of Nicaragua based
upon customary international law.
72.
The multilateral treaty reservation in the United States Declaration
has some obscure aspects, which have been the subject of comment
since its making in 1946. There are two interpretations
of the need for the presence of the parties to the multilateral
treaties concerned in the proceedings before the Court as a condition
for the validity of the acceptance of the compulsory jurisdiction
by the United States. It is not clear whether what are "affected",
according to the terms of the proviso, are the treaties themselves
or the parties to them. Similar reservations to be found in certain
other declarations of acceptance, such as those of India, El Salvador
and the Philippines, refer clearly to "all parties"
to the treaties. The phrase "all parties to the treaty
affected by the decision" is at the centre of the present
doubts. The United States interprets the reservation in
the present case as referring to the States parties affected by
the decision of the Court, merely mentioning the alternative interpretation,
whereby it is the treaty which is "affected", so that
all parties to the treaty would have to be before the Court, as
"an a fortiori case". This latter interpretation
need not therefore be considered. The argument of the United
States relates specifically to El Salvador, Honduras and Costa
Rica, the neighbour States of Nicaragua, which allegedly would
be affected by the decision of the Court.
73.
It may first be noted that the multilateral treaty reservation
could not bar adjudication by the Court of all Nicaragua's claims,
because Nicaragua, in its Application, does not confine those
claims only to violations of the four multilateral conventions
referred to above (paragraph 68). On the contrary, Nicaragua
invokes a number of principles of customary and general international
law that, according to the Application, have been violated by
the United States. The Court cannot dismiss the claims of Nicaragua
under principles of customary and general international law, simply
because such principles have been enshrined in the texts of the
conventions relied upon by Nicaragua. The fact that the
above-mentioned principles, recognized as such, have been codified
or embodied in multilateral conventions does not mean that they
cease to exist and to apply as principles of customary law, even
as regards countries that are parties to such conventions.
Principles such as those of the non-use of force, non-intervention,
respect for the independence and territorial integrity of States,
and the freedom of navigation, continue to be binding as part
of customary international law, despite the operation of provisions
of conventional law in which they have been incorporated.
Therefore, since the claim before the Court in this case
is not confined to violation of the multilateral conventional
provisions invoked, it would not in any event be barred by the
multilateral treaty reservation in the United States 1946 Declaration.
74.
The Court would observe, further, that all three States have made
declarations of acceptance of the compulsory jurisdiction of the
Court, and are free, at any time, to come before the Court, on
the basis of Article 36, paragraph 2, with an application instituting
proceedings against Nicaragua - a State which is also bound by
the compulsory jurisdiction of the Court by an unconditional declaration
without limit of duration -, if they should find that they might
be affected by the future decision of the Court. Moreover, these
States are also free to resort to the incidental procedures of
intervention under Articles 62 and 63 of the Statute, to the second
of which El Salvador has already unsuccessfully resorted in the
jurisdictional phase of the proceedings, but to which it may revert
in the merits phase of the case. There is therefore no question
of these States being defenceless against any consequences that
may arise out of adjudication by the Court, or of their needing
the protection of the multilateral treaty reservation of the United
States.
75.
The United States Declaration used the word "affected",
without making it clear who is to determine whether the States
referred to are, or are not, affected. The States themselves
would have the choice of either instituting proceedings or intervening
for the protection of their interests, in so far as these are
not already protected by Article 59 of the Statute. As for
the Court, it is only when the general lines of the judgment to
be given become clear that the States "affected" could
be identified. By way of example we may take the hypothesis
that if the Court were to decide to reject the Application of
Nicaragua on the facts, there would be no third State's claim
to be affected. Certainly the determination of the States "affected"
could not be left to the parties but must be made by the Court.
76.
At any rate, this is a question concerning matters of substance
relating to the merits of the case: obviously the question of
what States may be "affected" by the decision on the
merits is not in itself a jurisdictional problem. The present
phase of examination of jurisdictional questions was opened by
the Court itself by its Order of 10 May 1984, not by a formal
preliminary objection submitted by the United States; but it is
appropriate to consider the grounds put forward by the United
States for alleged lack of jurisdiction in the light of the procedural
provisions for such objections. That being so, and since the procedural
technique formerly available of joinder of preliminary objections
to the merits has been done away with since the 1972 revision
of the Rules of Court, the Court has no choice but to avail itself
of Article 79, paragraph 7, of the present Rules of Court, and
declare that the objection based on the multilateral treaty reservation
of the United States Declaration of Acceptance does not possess,
in the circumstances of the case, an exclusively preliminary character,
and that consequently it does not constitute an obstacle for the
Court to entertain the proceedings instituted by Nicaragua under
the Application of 9 April 1984.
* * *
77.
It is in view of this finding on the United States multilateral
treaty reservation that the Court has to turn to the other ground
of jurisdiction relied on by Nicaragua, even though it is prima
facie narrower in scope than the jurisdiction deriving from the
declarations of the two Parties under the Optional Clause.
As noted in paragraphs 1 and 12 above, Nicaragua in its Application
relies on the declarations of the Parties accepting the compulsory
jurisdiction of the Court in order to found jurisdiction, but
in its Memorial it invokes also a 1956 Treaty of Friendship, Commerce
and Navigation between Nicaragua and the United States as
a complementary foundation for the Court's jurisdiction.
Since the multilateral treaty reservation obviously does not affect
the jurisdiction of the Court under the 1956 Treaty, it is appropriate
to ascertain the existence of such jurisdiction, limited as it
is.
78.
The United States objects to this invocation of a jurisdictional
basis not specified in the Application instituting proceedings:
it argues that in proceedings instituted by means of an application,
the jurisdiction of the Court is founded upon the legal grounds
specified in that application. An Applicant is not permitted,
in the view of the United States, to assert in subsequent pleadings
jurisdictional grounds of which it was presumably aware at the
time it filed its Application. While Nicaragua in its Application
purported to reserve the right to amend that Application, and
invokes that reservation to justify adding an alternative jurisdictional
basis, the United States contends that it is ineffective, as it
cannot alter the requirements of the Statute and Rules of Court.
79.
Nicaragua has not advanced any arguments to refute the United
States contention that the belated invocation of the 1956 Treaty
is impermissible. During the oral proceedings the Agent of Nicaragua
merely explained that in order to respect the Court's indications
regarding the necessity of being as concise as possible, Nicaragua
had omitted from the oral arguments presented on its behalf a
number of arguments developed in the Memorial, and still asserted
by Nicaragua. The Agent stated that Nicaragua does maintain
that the 1956 Treaty constitutes a "subsidiary basis"
for the Court's jurisdiction in the present proceedings, and the
final submissions of Nicaragua incorporated by reference Submission
D in the Memorial of Nicaragua, asserting jurisdiction under the
Treaty.
80.
The Court considers that the fact that the 1956 Treaty was not
invoked in the Application as a title of jurisdiction does not
in itself constitute a bar to reliance being placed upon it in
the Memorial. Since the Court must always be satisfied that
it has jurisdiction before proceeding to examine the merits
of a case, it is certainly desirable that "the legal grounds
upon which the jurisdiction of the Court is said to be based"
should be indicated at an early stage in the proceedings, and
Article 38 of the Rules of Court therefore provides for these
to be specified "as far as possible" in the application.
An additional ground of jurisdiction may however be brought to
the Court's attention later, and the Court may take it into account
provided the Applicant makes it clear that it intends to proceed
upon that basis (Certain Norwegian Loans, I.C.J. Reports 1957,
p. 25), and provided also that the result is not to transform
the dispute brought before the Court by the application into another
dispute which is different in character (Societe Commerciale de
Belgipue, P.C.I.J., Series A/B, No. 78, p. 173). Both these conditions
are satisfied in the present case.
81.
Article XXIV, paragraph 2, of the Treaty of Friendship, Commerce
and Navigation between the United States of America and Nicaragua,
signed at Managua on 21 January 1956, reads as follows:
"Any dispute between the Parties as to the interpretation
or application of the present Treaty, not satisfactorily adjusted
by diplomacy, shall be submitted to the International Court of
Justice, unless the Parties agree to settlement by some other
pacific means."
The treaty entered into force on 24 May 1958 on exchange of ratifications;
it was registered with the Secretariat of the United Nations by
the United States on 11 July 1960. The provisions of Article
XXIV, paragraph 2, are in terms which are very common in bilateral
treaties of amity or of establishment, and the intention of the
parties in accepting such clauses is clearly to provide for such
a right of unilateral recourse to the Court in the absence of
agreement to employ some other pacific means of settlement (cf.
United States Diplomatic and Consular Staff in Tehran, I.C.J.
Reports 1980, p. 27, para. 52). In the present case, the
United States does not deny either that the Treaty is in force,
or that Article XXIV is in general capable of conferring jurisdiction
on the Court. It contends however that if the basis of jurisdiction
is limited to the Treaty, since Nicaragua's Application presents
no claims of any violations of it, there are no claims properly
before the Court for adjudication. In order to establish
the Court's jurisdiction over the present dispute under the Treaty,
Nicaragua must establish a reasonable connection between the Treaty
and the claims submitted to the Court; but according to the United
States, Nicaragua cannot establish such a connection. Furthermore,
the United States has drawn attention to the reference in Article
XXIV to disputes "not satisfactorily adjusted by diplomacy",
and argues that an attempt so to adjust the dispute is thus a
prerequisite of its submission to the Court. Since, according
to the United States, Nicaragua has never even raised in negotiations
with the United States the application or interpretation of the
Treaty to any of the factual or legal allegations in its Application,
Nicaragua has failed to satisfy the Treaty's own terms for invoking
the compromissory clause.
82.
Nicaragua in its Memorial submits that the 1956 Treaty has been
and was being violated by the military and paramilitary activities
of the United States in and against Nicaragua, as described in
the Application; specifically, it is submitted that these activities
directly violate the following Articles:
Article
XIX: providing for freedom of commerce and navigation, and for
vessels of either party to have liberty "to come with their
cargoes to all ports, places and waters of such other party open
to foreign commerce and navigation", and to be accorded national
treatment and most-favored-nation treatment within those ports,
places and waters.
Article
XIV: forbidding the imposition of restrictions or prohibitions
on the importation of any product of the other party, or on the
exportation of any product to the territories of the other party.
Article
XVII: forbidding any measure of a discriminatory nature that hinders
or prevents the importer or exporter of products of either country
from obtaining marine insurance on such products in companies
of either party.
Article
XX: providing for freedom of transit through the territories of
each party.
Article
I: providing that each party shall at all times accord equitable
treatment to the persons, property, enterprises and other interests
of nationals and companies of the other party.
83.
Taking into account these Articles of the Treaty of 1956, particularly
the provision in, inter alia, Article XIX, for the freedom of
commerce and navigation, and the references in the Preamble to
peace and friendship, there can be no doubt that, in the circumstances
in which Nicaragua brought its Application to the Court,
and on the basis of the facts that asserted, there is a dispute
between the Parties, inter alia, as to the "interpretation
or application" of the Treaty. That dispute is also
clearly one which is not "satisfactorily adjusted by diplomacy
" within the meaning of Article XXIV of the 1956 Treaty (cf.
United States Diplomatic and Consular Staff in Tehran, I.C.J.
Reports 1980, pp. 26-28, paras. 50 to 54). In the view of
the Court, it does not necessarily follow that, because a State
has not expressly referred in negotiations with another State
to a particular treaty as having been violated by conduct of that
other State, it is debarred from invoking a compromissory clause
in that treaty. The United States was well aware that Nicaragua
alleged that its conduct was a breach of international obligations
before the present case was instituted; and it is now aware that
specific articles of the 1956 Treaty are alleged to have been
violated. It would make no sense to require Nicaragua now
to institute fresh proceedings based on the Treaty, which
it would be fully entitled to do. As the Permanent Court
observed, "the Court cannot allow itself to be hampered by
a mere defect of form, the removal of which depends solely on
the party concerned" (Certain German Interests in Polish
Upper Silesia, Jurisdiction, Judgment No. 6, 1925, P.C.I.J., Series
A, No. 6, p. 14).
Accordingly, the Court finds that, to the extent that the
claims in Nicaragua's Application constitute a dispute as to the
interpretation or the application of the Articles of the Treaty
of 1956 described in paragraph 82 above, the Court has jurisdiction
under that Treaty to entertain such claims.
* * *
84.
The Court now turns to the question of the admissibility of the
Application of Nicaragua. The United States of America contended
in its Counter-Memorial that Nicaragua's Application is inadmissible
on five separate grounds, each of which, it is said, is sufficient
to establish such inadmissibility, whether considered as a legal
bar to adjudication or as "a matter requiring the exercise
of prudential discretion in the interest of the integrity of the
judicial function". Some of these grounds have in fact
been presented in terms suggesting that they are matters of competence
or jurisdiction rather than admissibility, but it does not appear
to be of critical importance how they are classified in this respect.
These grounds will now be examined; but for the sake of clarity
it will first be convenient to recall briefly what are the allegations
of Nicaragua upon which it bases its claims against the United
States.
85.
In its Application instituting proceedings, Nicaragua asserts
that: "The
United States of America is using military force against Nicaragua
and intervening in Nicaragua's internal affairs, in violation
of Nicaragua's sovereignty, territorial integrity and political
independence and of the most fundamental and universally accepted
principles of international law. The United States has created
an army' of more than 10,000 mercenaries . . . installed them
in more than ten base camps in Honduras along the border with
Nicaragua, trained them, paid them, supplied them with arms, ammunition,
food and medical supplies, and directed their attacks against
human and economic targets inside Nicaragua", and that Nicaragua
has already suffered and is now suffering grievous consequences
as a result of these activities. The purpose of these activities
is claimed to be "to harass and destabilize the Government
of Nicaragua so that ultimately it will be overthrown, or, at
a minimum, compelled to change those of its domestic and foreign
policies that displease the United States".
86.
The first ground of inadmissibility relied on by the United States
is that Nicaragua has failed to bring before the Court parties
whose presence and participation is necessary for the rights of
those parties to be protected and for the adjudication of the
issues raised in the Application. The United States first
asserts that adjudication of Nicaragua's claim would necessarily
implicate the rights and obligations of other States, in particular
those of Honduras, since it is alleged that Honduras has allowed
its territory to be used as a staging ground for unlawful uses
of force against Nicaragua, and the adjudication of Nicaragua's
claims would necessarily involve the adjudication of the rights
of third States with respect to measures taken to protect themselves,
in accordance with Article 51 of the United Nations Charter, against
unlawful uses of force employed, according to the United States,
by Nicaragua. Secondly, it is claimed by the United States
that it is fundamental to the jurisprudence of the Court that
it cannot determine the rights and obligations of States without
their express consent or participation in the proceedings before
the Court. Nicaragua questions whether the practice of the Court
supports the contention that a case cannot be allowed to go forward
in the absence of "indispensable parties", and emphasizes
that in the present proceedings Nicaragua asserts claims against
the United States only, and not against any absent State, so that
the Court is not required to exercise jurisdiction over any such
State. Nicaragua's Application does not put in issue the
right of a third State to receive military or economic assistance
from the United States (or from any other source). As another
basis for the indispensable status of third States, the United
States contends that facts concerning relevant activities by or
against them may not be in the possession or control of a Party.
Nicaragua refers to the powers of the Court under Article 44 of
the Statute and Article 66 of the Rules of Court, and observes
that it would be in the third States' interest to provide the
United States with factual material under their control.
87.
This contention was already raised by the United States at the
stage of the proceedings on the request for provisional measures
when it argued that "the other States of Central America
have stated their view that Nicaragua's request for the indication
of provisional measures directly implicates their rights and interests,
and that an indication of such measures would interfere with the
Contadora negotiations. These other Central American States are
indispensable parties in whose absence this Court cannot properly
proceed." (I.C.J. Reports 1984, p. 184, para. 35.)
The United States then referred to communications addressed
to the Court by the Governments of Costa Rica and El Salvador,
and a telex message to the United Nations Secretary-General addressed
by the Government of Honduras which, according to the United States,
"make it quite clear that Nicaragua's claims are inextricably
linked to the rights and interests of those other States",
and added "Any decision to indicate the interim measures
requested, or a decision on the merits, would necessarily affect
the rights of States not party to the proceedings" (ibid).
It should be pointed out, however, that in none of the communications
from the three States mentioned by the United States was there
any indication of an intention to intervene in the proceedings
before the Court between Nicaragua and the United States of America,
and one (Costa Rica) made it abundantly clear that it was not
to be regarded as indicating such an intention. At a later date
El Salvador did of course endeavour to intervene.
88.
There is no doubt that in appropriate circumstances the Court
will decline, as it did in the case concerning Monetary Gold Removed
from Rome in 1943, to exercise the jurisdiction conferred upon
it where the legal interests of a State not party to the proceedings
"would not only be affected by a decision, but would form
the very subject-matter of the decision" (I.C.J. Reports
1954, p. 32). Where however claims of a legal nature are
made by an Applicant against a Respondent in proceedings before
the Court, and made the subject of submissions, the Court has
in principle merely to decide upon those submissions, with binding
force for the parties only, and no other State, in accordance
with Article 59 of the Statute. As the Court has already
indicated (paragraph 74, above) other States which consider that
they may be affected are free to institute separate proceedings,
or to employ the procedure of intervention. There is no
trace, either in the Statute or in the practice of international
tribunals, of an "indispensable parties" rule of the
kind argued for by the United States, which would only be conceivable
in parallel to a power, which the Court does not possess, to direct
that a third State be made a party to proceedings. The circumstances
of the Monetary Gold case probably represent the limit of the
power of the Court to refuse to exercise its jurisdiction; and
none of the States referred to can be regarded as in the same
position as Albania in that case, so as to be truly indispensable
to the pursuance of the proceedings.
*
89.
Secondly, the United States regards the Application as inadmissible
because each of Nicaragua's allegations constitutes no more than
a reformulation and restatement of a single fundamental claim,
that the United States is engaged in an unlawful use of armed
force, or breach of the peace, or acts of aggression against Nicaragua,
a matter which is committed by the Charter and by practice to
the competence of other organs, in particular the United Nations
Security Council. All allegations of this kind are confided
to the political organs of the Organization for consideration
and determination; the United States quotes Article 24 of the
Charter, which confers upon the Security Council "primary
responsibility for the maintenance of international peace and
security". The provisions of the Charter dealing with
the ongoing use of armed force contain no recognition of the possibility
of settlement by judicial, as opposed to political, means.
Under Article 52 of the Charter there is also a commitment of
responsibility for the maintenance of international peace and
security to regional agencies and arrangements, and in the view
of the United States the Contadora process is precisely the sort
of regional arrangement or agency that Article 52 contemplates.
90.
Nicaragua contends that the United States argument fails to take
account of the fundamental distinction between Article 2, paragraph
4, of the Charter which defines a legal obligation to refrain
from the threat or use of force, and Article 39, which establishes
a political process. The responsibility of the Security
Council under Article 24 of the Charter for the maintenance of
international peace and security is "primary", not exclusive.
Until the Security Council makes a determination under Article
39, a dispute remains to be dealt with by the methods of
peaceful settlement provided under Article 33, including judicial
settlement; and even after a determination under Article 39, there
is no necessary inconsistency between Security Council action
and adjudication by the Court. From a juridical standpoint,
the decisions of the Court and the actions of the Security Council
are entirely separate.
91.
It will be convenient to deal with this alleged ground of inadmissibility
together with the third ground advanced by the United States namely
that the Court should hold the Application of Nicaragua to be
inadmissible in view of the subject-matter of the Application
and the position of the Court within the United Nations system,
including the impact of proceedings before the Court on the ongoing
exercise of the "inherent right of individual or collective
self-defence" under Article 51 of the Charter. This
is, it is argued, a reason why the Court may not properly exercise
"subject-matter jurisdiction" over Nicaragua's claims.
Under this head, the United States repeats its contention that
the Nicaragua in Application requires the Court to determine that
the activities complained of constitute a threat to the peace,
a breach of the peace, or an act of aggression, and proceeds to
demonstrate that the political organs of the United Nations, to
which such matters are entrusted by the Charter, have acted, and
are acting, in respect of virtually identical claims placed before
them by Nicaragua. The United States points to the approach
made by Nicaragua to the Security Council on 4 April 1984, a few
days before the institution of the present proceedings: the draft
resolution then presented, corresponding to the claims submitted
by Nicaragua to the Court, failed to achieve the requisite majority
under Article 27, paragraph 3, of the Charter. However, this fact,
it is argued, and the perceived likelihood that similar claims
in future would fail to secure the required majority, does not
vest the Court with subject-matter jurisdiction over the Application.
Since Nicaragua's Application in effect asks the Court for a judgment
in all material respects identical to the decision which the Security
Council did not take, it amounts to an appeal to the Court from
an adverse consideration in the Security Council.
Furthermore, in order to reach a determination on what amounts
to a claim of aggression the Court would have to decide whether
the actions of the United States, and the other States not before
the Court, are or are not unlawful: more specifically, it would
have to decide on the application of Article 51 of the Charter,
concerning the right of self-defence. Any such action by
the Court cannot be reconciled with the terms of Article 51, which
provides a role in such matters only for the Security Council.
Nor would it be only in case of a decision by the Court that the
inherent right of self-defence would be impaired: the fact that
such claims are being subjected to judicial examination in the
midst of the conflict that gives rise to them may alone be sufficient
to constitute such impairment.
92.
Nicaragua observes in this connection that there is no generalized
right of self-defence: Article 51 of the Charter refers to the
inherent right of self-defence "if an armed attack occurs
against a Member of the United Nations". The factual allegations
made against Nicaragua by the United States, even if true, fall
short of an "armed attack" within the meaning of Article
51. While that Article requires that actions under it "must
be immediately reported to the Security Council" - and no
such report has been made - it does not support the claim that
the question of the legitimacy of actions assertedly taken in
self-defence is committed exclusively to the Security Council.
The argument of the United States as to the powers of the Security
Council and of the Court is an attempt to transfer municipal-law
concepts of separation of powers to the international plane, whereas
these concepts are not applicable to the relations among
international institutions for the settlement of disputes.
93.
The United States is thus arguing that the matter was essentially
one for the Security Council since it concerned a complaint by
Nicaragua involving the use of force. However, having regard
to the United States Diplomatic and Consular Staff in Tehran case,
the Court is of the view that the fact that a matter is before
the Security Council should not prevent it being dealt with by
the Court and that both proceedings could be pursued pari passu.
In that case the Court held:
"In
the preamble to this second resolution the Security Council expressly
took into account the Court's Order of 15 December 1979 indicating
provisional measures; and it does not seem to have occurred to
any member of the Council that there was or could be anything
irregular in the simultaneous exercise of their respective functions
by the Court and the Security Council. Nor is there in this
any cause for surprise." (I.C.J. Reports 1980, p. 21, para.
40.)
The Court in fact went further, to say: "Whereas
Article 12 of the Charter expressly forbids the General Assembly
to make any recommendation with regard to a dispute or situation
while the Security Council is exercising its functions in respect
of that dispute or situation, no such restriction is placed on
the functioning of the Court by any provision of either the Charter
or the Statute of the Court. The reasons are clear.
It is for the Court, the principal judicial organ of the United
Nations, to resolve any legal questions that may be in issue between
parties to the dispute, and the resolution of such legal questions
by the Court may be an important, and sometimes decisive, factor
in promoting the peaceful settlement of the dispute. This is indeed
recognized by Article 36 of the Charter, paragraph 3 of which
specifically provides that:
In making
recommendations under this Article the Security Council should
also take into consideration that legal disputes should as a general
rule be referred by the parties to the International Court of
Justice in accordance with the provisions of the Statute of the
Court.'" (I.C.J. Reports 1980, p. 22, para. 40.)
94.
The United States argument is also founded on a construction,
which the Court is unable to share, of Nicaragua's complaint about
the United States use, or threat of the use, of force against
its territorial integrity and national independence, in breach
of Article 2, paragraph 4, of the United Nations Charter.
The United States argues that Nicaragua has thereby invoked a
charge of aggression and armed conflict envisaged in Article 39
of the United Nations Charter, which can only be dealt with by
the Security Council in accordance with the provisions of Chapter
VII of the Charter, and not in accordance with the provisions
of Chapter VI. This presentation of the matter by the United
States treats the present dispute between Nicaragua and itself
as a case of armed conflict which must be dealt with only by the
Security Council and not by the Court which, under Article 2,
paragraph 4, and Chapter VI of the Charter, deals with pacific
settlement of all disputes between member States of the United
Nations. But, if so, it has to be noted that, while the matter
has been discussed in the Security Council, no notification has
been given to it in accordance with Chapter VII of the Charter,
so that the issue could be tabled for full discussion before a
decision were taken for the necessary enforcement measures to
be authorized. It is clear that the complaint of Nicaragua
is not about an ongoing armed conflict between it and the
United States, but one requiring, and indeed demanding, the peaceful
settlement of disputes between the two States. Hence, it
is properly brought before the principal judicial organ of the
Organization for peaceful settlement.
95.
It is necessary to emphasize that Article 24 of the Charter of
the United Nations provides that
"In order to ensure prompt and effective action by the United
Nations, its Members confer on the Security Council primary responsibility
for the maintenance of international peace and security . . ."
The Charter accordingly does not confer exclusive responsibility
upon the Security Council for the purpose. While in Article
12 there is a provision for a clear demarcation of functions
between the General Assembly and the Security Council, in respect
of any dispute or situation, that the former should not make any
recommendation with regard to that dispute or situation unless
the Security Council so requires, there is no similar provision
anywhere in the Charter with respect to the Security Council and
the Court. The Council has functions of a political nature
assigned to it, whereas the Court exercises purely judicial functions.
Both organs can therefore perform their separate but complementary
functions with respect to the same events.
96.
It must also be remembered that, as the Corfu Channel case (I.C.J.
Reports 1949, p. 4) shows, the Court has never shied away from
a case brought before it merely because it had political implications
or because it involved serious elements of the use of force.
The Court was concerned with a question of a "demonstration
of force" (cf. loc. cit., p. 31) or "violation of a
country's sovereignty" (ibid); the Court, indeed, found that
"Intervention
is perhaps still less admissible in the particular form it would
take here; for, from the nature of things, it would be reserved
for the most powerful States, and might easily lead to perverting
the administration of international justice itself." (Ibid,
p. 35.)
What is also significant is that the Security Council itself in
that case had "undoubtedly intended that the whole dispute
should be decided by the Court" (p. 26).
97.
It is relevant also to observe that while the United States is
arguing today that because of the alleged ongoing armed conflict
between the two States the matter could not be brought to the
International Court of Justice but should be referred to the Security
Council, in the 1950s the United States brought seven cases to
the Court involving armed attacks by military aircraft of other
States against United States military aircraft; the only reason
the cases were not dealt with by the Court was that each of the
Respondent States indicated that it had not accepted the jurisdiction
of the Court, and was not willing to do so for the purposes of
the case. The United States did not contradict Nicaragua's
argument that the United States indeed brought these suits against
the Respondents in this Court, rather than in the Security Council.
It has argued further that in both the Corfu Channel case and
the Aerial Incident cases, the Court was asked to adjudicate the
rights and duties of the parties with respect to a matter that
was fully in the past. To a considerable extent this is
a question relevant to the fourth ground of inadmissibility advanced
by the United States, to be examined below. However the
United States also contends that the Corfu Channel case,
at least, shows that it was the fact that the incident in question
was not part of an ongoing use of armed force that led the Security
Council to conclude that its competence was not engaged.
In the view of the Court, this argument is not relevant.
98.
Nor can the Court accept that the present proceedings are objectionable
as being in effect an appeal to the Court from an adverse decision
of the Security Council. The Court is not asked to say that
the Security Council was wrong in its decision, nor that there
was anything inconsistent with law in the way in which the members
of the Council employed their right to vote. The Court is
asked to pass judgment on certain legal aspects of a situation
which has also been considered by the Security Council, a procedure
which is entirely consonant with its position as the principal
judicial organ of the United Nations. As to the inherent
right of self-defense, the fact that it is referred to in the
Charter as a "right" is indicative of a legal dimension;
if in the present proceedings it becomes necessary for the Court
to judge in this respect between the Parties -- for the rights
of no other State may be adjudicated in these proceedings -- it
cannot be debarred from doing so by the existence of a procedure
for the States concerned to report to the Security Council in
this connection.
*
99.
The fourth ground of inadmissibility put forward by the United
States is that the Application should be held inadmissible in
consideration of the inability of the judicial function to deal
with situations involving ongoing conflict. The allegation,
attributed by the United States to Nicaragua, of an ongoing conflict
involving the use of armed force contrary to the Charter is said
to be central to, and inseparable from, the Application as a whole,
and is one with which a court cannot deal effectively without
overstepping proper judicial bounds. The resort to force
during ongoing armed conflict lacks the attributes necessary for
the application of the judicial process, namely a pattern of legally
relevant facts discernible by the means available to the adjudicating
tribunal, establishable in conformity with applicable norms of
evidence and proof, and not subject to further material evolution
during the course of, or subsequent to, the judicial proceedings.
It is for reasons of this nature that ongoing armed conflict must
be entrusted to resolution by political processes. The situation
alleged in the Nicaraguan Application, in particular, cannot be
judicially managed or resolved; continuing practical guidance
to the Parties in respect of the measures required of them is
critical to the effective control of situations of armed conflict
such as is there alleged to exist. But the Court has, it
is said, recognized that giving such practical guidance to the
Parties lies outside the scope of the judicial function.
The United States does not argue that the Application must be
dismissed because it presents a "political" question
rather than a "legal" question, but rather that an allegation
of an ongoing use of unlawful armed force was never intended by
the drafters of the Charter to be encompassed by Article 36, paragraph
2, of the Statute. It is also recalled that the circumstances
alleged in the Application involve the activities of "groups
indigenous to Nicaragua" that have their own motivations
and are beyond the control of any State. The United States emphasizes,
however, that to conclude that the Court cannot adjudicate
the merits of the complaints alleged does not require the conclusion
that international law is neither directly relevant nor of fundamental
importance in the settlement of international disputes, but merely
that in this respect the application of international legal principles
is the responsibility of other organs set up under the Charter.
100.
Nicaragua contends that, inasmuch as the United States questions
whether the Court would have at its disposal vital evidence necessary
to resolve the dispute, the problem is not so much the nature
of the dispute as the willingness of the Respondent fully to inform
the Court about the activities of which it is accused. Nicaragua
also points to the Corfu Channel case as showing, as the Court
has noted above (paragraph 96), that the Court does exercise its
judicial functions in situations of armed conflict. The Court
will decide in the light of the evidence produced by the Parties,
and enjoys considerable powers in the obtaining of evidence.
Nicaragua disputes that the judicial function, being governed
by the principle of res judicata, is "inherently retrospective",
and therefore inapplicable to a fluid situation. Nicaragua concedes
that a judgment delivered by the Court must be capable of execution,
but points out that such a judgment does not by itself resolve
-- and is not intended to resolve -- all the difficulties between
the parties. The Court is not being asked to bring an armed
conflict to an end by nothing more than the power of words.
101.
The Court is bound to observe that any judgment on the merits
in the present case will be limited to upholding such submissions
of the Parties as have been supported by sufficient proof of relevant
facts, and are regarded by the Court as sound in law. A
situation of armed conflict is not the only one in which evidence
of fact may be difficult to come by, and the Court has in the
past recognized and made allowance for this (Corfu Channel, I.C.J.
Reports 1949, p. 18; United States Diplomatic and Consular Staff
in Tehran, I.C.J. Reports 1980, p. 10, para. 13). Ultimately,
however, it is the litigant seeking to establish a fact who bears
the burden of proving it; and in cases where evidence may not
be forthcoming, a submission may in the judgment be rejected as
unproved, but is not to be ruled out as inadmissible in limine
on the basis of an anticipated lack of proof. As to the
possibility of implementation of the judgment, the Court will
have to assess this question also on the basis of each specific
submission, and in the light of the facts as then established;
it cannot at this stage rule out a priori any judicial contribution
to the settlement of the dispute by declaring the Application
inadmissible. It should be observed however that the Court
"neither can nor should contemplate the contingency of the
judgment not being complied with" (Factory at Chorzow, P.C.I.J.,
Series A, No. 17, p. 63). Both the Parties have undertaken to
comply with the decisions of the Court, under Article 94 of the
Charter; and
"Once
the Court has found that a State has entered into a commitment
concerning its future conduct it is not the Court's function to
contemplate that it will not comply with it." (Nuclear Tests,
I.C.J. Reports 1974, p. 272, para. 60; p. 477, para. 63.)
*
102.
The fifth and final contention of the United States under this
head is that the Application should be held inadmissible because
Nicaragua has failed to exhaust the established processes for
the resolution of the conflicts occurring in Central America.
In the contention of the United States, the Contadora process,
to which Nicaragua is party, is recognized both by the political
organs of the United Nations and by the Organization of American
States, as the appropriate method for the resolution of the issues
of Central America. That process has achieved agreement
among the States of the region, including Nicaragua, on
aims which go to the very heart of the claims and issues raised
by the Application. The United States repeats its contention
(paragraph 89, above) that the Contadora process is a "regional
arrangement" within the meaning of Article 52, paragraph
2, of the Charter and contends that under that Article, Nicaragua
is obliged to make every effort to achieve a solution to the security
problems of Central America through the Contadora process.
The exhaustion of such regional processes is laid down in the
Charter as a precondition to the reference of a dispute to the
Security Council only, in view of its primary responsibility in
this domain, but such a limitation must a fortiori apply with
even greater force with respect to the Court, which has no specific
responsibility under the Charter for dealing with such matters.
Nicaragua is, it is claimed, under a similar obligation under
Articles 20 and 21 of the Charter of the Organization of American
States. Furthermore, Nicaragua is asking the Court to adjudicate
only certain of the issues involved in the Contadora process,
and this would have the inevitable effect of rendering those issues
largely immune to further adjustment in the course of the negotiations,
thus disrupting the balance of the negotiating process.
The Nicaraguan Application is incompatible with the Contadora
process and, given the commitment of both Parties to that process,
the international endorsement of it, and its comprehensive, integrated
nature, the Court should, it is contended, refrain from adjudicating
the merits of the Nicaraguan allegations and hold the Application
to be inadmissible.
103.
Nicaragua points out that the United States is not taking part
in the Contadora process, and cannot shelter behind negotiations
between third States in a forum in which it is not participating.
The support given by the international community to the Contadora
process does not constitute an obstacle to the exercise by the
Court of its jurisdiction; and the United Nations Charter and
the Charter of the Organization of American States do not require
the exhaustion of prior regional negotiations. In reply
to this objection of the United States as well as to the third
ground of inadmissibility (paragraphs 91 el seq., above), Nicaragua
emphasizes the parallel competence of the political organs of
the United Nations. The Court may pronounce on a dispute
which is examined by other political organs of the United Nations,
for it exercises different functions.
104.
This issue also was raised at the stage of the request by Nicaragua
for provisional measures, when the Court noted that
"The
United States notes that the allegations of the Government of
Nicaragua comprise but one facet of a complex of interrelated
political, social, economic and security matters that confront
the Central American region. Those matters are the subject
of a regional diplomatic effort, known as the 'Contadora Process',
which has been endorsed by the Organization of American States,
and in which the Government of Nicaragua participates." (I.C.J.
Reports 1984, p. 183 para. 33.)
To this Nicaragua then replied that, while it was actively participating
in the Contadora Process, and will continue to do so, our legal
claims against the United States cannot be resolved, or even addressed,
through that Process" (ibid., p. 185, para. 38).
Nicaragua further denied that the present proceedings could prejudice
the legitimate rights of any other States or disrupt the Contadora
Process, and referred to previous decisions of the Court
as establishing the principle that the Court is not required to
decline to take cognizance of one aspect of a dispute merely because
that dispute has other aspects and that the Court should not decline
its essentially judicial task merely because the question before
the Court is intertwined with political questions.
105.
On this latter point, the Court would recall that in the United
States Diplomatic and Consular Staff in Tehran case it stated:
"The
Court, at the same time, pointed out that no provision of the
Statute or Rules contemplates that the Court should decline to
take cognizance of one aspect of a dispute merely because that
dispute has other aspects, however important." (I.C.J. Reports
1980, p. 19, para. 36.)
And, a little later, added:
"Yet
never has the view been put forward before that, because a legal
dispute submitted to the Court is only one aspect of a political
dispute, the Court should decline to resolve for the parties the
legal questions at issue between them. Nor can any basis
for such a view of the Court's functions or jurisdiction be found
in the Charter or the Statute of the Court; if the Court were,
contrary to its settled jurisprudence, to adopt such a view, it
would impose a far-reaching and unwarranted restriction upon the
role of the Court in the peaceful solution of international disputes."
(I.C.J. Reports 1980, p. 20, para. 37.)
106.
With regard to the contention of the United States of America
that the matter raised in the Nicaraguan Application was part
of the Contadora Process, the Court considers that even the existence
of active negotiations in which both parties might be involved
should not prevent both the Security Council and the Court from
exercising their separate functions under the Charter and the
Statute of the Court. It may further be recalled that in
the Aegean Sea Continental Shelf case the Court said:
"The
Turkish Government's attitude might thus be interpreted as suggesting
that the Court ought not to proceed with the case while the parties
continue to negotiate and that the existence of active negotiations
in progress constitutes an impediment to the Court's exercise
of jurisdiction in the present case. The Court is unable
to share this view. Negotiation antijudicial settlement
are enumerated together in Article 33 of the Charter of the United
Nations as means for the peaceful settlement of disputes.
The jurisprudence of the Court provides various examples of cases
in which negotiations and recourse to judicial settlement have
been pursued pari passu. Several cases, the most recent
being that concerning the Trial of Pakistani Prisoners of War
(I.C.J. Reports 1973, p. 347), show that judicial proceedings
may be discontinued when such negotiations result in the settlement
of the dispute. Consequently, the fact that negotiations
are being actively pursued during the present proceedings is not,
legally, any obstacle to the exercise by the Court of its judicial
function." (I.C.J. Reports 1978, p. 12, para. 29.)
107.
The Court does not consider that the Contadora process, whatever
its merits, can properly be regarded as a "regional arrangement"
for the purposes of Chapter VIII of the Charter of the United
Nations. Furthermore, it is also important always to bear
in mind that all regional, bilateral, and even multilateral, arrangements
that the Parties to this case may have made, touching on
the issue of settlement of disputes or the jurisdiction of the
International Court of Justice, must be made always subject to
the provisions of Article 103 of the Charter which reads as follows:
"In
the event of a conflict between the obligations of the Members
of the United Nations under the present Charter and their obligations
under any other international agreement, their obligations under
the present Charter shall prevail."
108.
In the light of the foregoing, the Court is unable to accept either
that there is any requirement of prior exhaustion of regional
negotiating processes as a precondition to seising the Court;
or that the existence of the Contadora process constitutes in
this case an obstacle to the examination by the Court of the Nicaraguan
Application and judicial determination in due course of
the submissions of the Parties in the case. The Court is
therefore unable to declare the Application inadmissible, as requested
by the United States, on any of the grounds it has advanced as
requiring such a finding.
* *
109.
The Court thus has found that Nicaragua, as authorized by the
second paragraph of Article 36 of the Statute of the Permanent
Court of International Justice, made, on 24 September 1929, following
its signature of the Protocol to which the Statute was adjoined,
an unconditional Declaration recognizing the compulsory jurisdiction
of the Permanent Court, in particular without conditions as to
ratification and without limit of time, though it has not been
established that the instrument of ratification of that Protocol
ever reached the Secretariat of the League. Nevertheless,
the Court has not been convinced by the arguments addressed to
it that the absence of such formality excluded the operation of
Article 36, paragraph 5, of the Statute of the present Court,
and prevented the transfer to the present Court of the Declaration
as a result of the consent thereto given by Nicaragua which, having
been represented at the San Francisco Conference, signed and ratified
the Charter and thereby accepted the Statute in which Article
36, paragraph 5, appears. It has also found that the constant
acquiescence of Nicaragua in affirmations, to be found in United
Nations and other publications, of its position as bound by the
optional clause constitutes a valid manifestation of its intent
to recognize the compulsory jurisdiction of the Court.
110.
Consequently, the Court finds that the Nicaraguan Declaration
of 24 September 1929 is valid, and that Nicaragua accordingly
was, for the purposes of Article 36, paragraph 2, of the Statute
of the Court, a "State accepting the same obligation"
as the United States of America at the date of filing of the Application,
so as to be able to rely on the United States Declaration of 26
August 1946. The Court also finds that despite the United
States notification of 6 April 1984, the present Application is
not excluded from the scope of the acceptance by the United States
of America of the compulsory jurisdiction of the Court.
Accordingly the Court finds that the two Declarations do afford
a basis for the jurisdiction of the Court.
111.
Furthermore, it is quite clear for the Court that, on the basis
alone of the Treaty of Friendship, Commerce and Navigation of
1956, Nicaragua and the United States of America are bound to
accept the compulsory jurisdiction of this Court over claims presented
by the Application of Nicaragua in so far as they imply violations
of provisions of this treaty.
* *
112.
In its above-mentioned Order of 10 May 1984, the Court indicated
provisional measures "pending its final decision in the proceedings
instituted on 9 April 1984 by the Republic of Nicaragua against
the United States of America". It follows that the
Order of 10 May 1984, and the provisional measures indicated therein,
remain operative until the delivery of the final judgment in the
present case.
* * *
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113.
For these reasons,
THE COURT,
(1) (a) finds,
by eleven votes to five, that it has jurisdiction to entertain
the Application filed by the Republic of Nicaragua on 9 April
1984, on the basis of Article 36, paragraphs 2 and 5, of the Statute
of the Court;
IN FAVOUR:
President Elias; Vice-President Sette-Camara; Judges Lachs, Morozov,
Nagendra Singh, Ruda, El-Khani, de Lacharriere, Mbaye, Bedjaoui;
Judge ad hoc Colliard;
AGAINST:
Judges Mosier, Oda, Ago, Schwebel and Sir Robert Jennings.
(b) finds,
by fourteen votes to two, that it has jurisdiction to entertain
the Application filed by the Republic of Nicaragua on 9 April
1984, in so far as that Application relates to a dispute concerning
the interpretation or application of the Treaty of Friendship,
Commerce and Navigation between the United States of America and
the Republic of Nicaragua signed at Managua on 21 January 1956,
on the basis of Article XXIV of that Treaty; TIN FAVOUR : President
Elias; Vice-President Sette-Camara; Judges Lachs, Morozov, Nagendra
Singh, Mosler, Oda, Ago, El-Khani, Sir Robert Jennings, de Lacharriere,
Mbaye, Bedjaoui; Judge ad hoc Colliard;
AGAINST:
Judges Ruda and Schwebel.
(c) finds,
by fifteen votes to one, that it has jurisdiction to entertain
the case;
IN FAVOUR:
President Elias; Vice-President Sette-Camara; Judges Lachs, Morozov,
Nagendra Singh, Ruda, Mosler, Oda, Ago, El-Khani, Sir Robert Jennings,
de Lacharriere, Mbaye, Bedjaoui; Judge ad hoc Colliard;
AGAINST:
Judge Schwebel.
(2) finds,
unanimously, that the said Application is admissible.
Done in English
and in French, the English text being authoritative, at the Peace
Palace, The Hague, this twenty-sixth day of November, one thousand
nine hundred and eighty-four, in three copies, one of which will
be placed in the archives of the Court and the others will be
transmitted to the Government of Nicaragua and to the Government
of the United States of America, respectively.
(Signed)
Taslim O. ELIAS, President.
(Signed)
Santiago TORRES BERNARDEZ,
Registrar.
Judges
NAGENDRA SINGH, RUDA, MOSLER, ODA, AGO and Sir Robert JENNINGS
append separate opinions to the Judgment of the Court.
Judge SCHWEBEL
appends a dissenting opinion to the Judgment of the Court.
(Initialled)
T.O.E.
(Initialled)
S.T.B.
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